§ 249.327. Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.

74 words·~1 min read·/us/cfr/t17/s§ 249.327

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This form shall be used by persons that are large traders required to furnish identifying information to the Commission pursuant to Section 13(h)(1) of the Securities Exchange Act of 1934 \[15 U.S.C. 78m(h)(1)\] and § 240.13h-1(b) of this chapter. \[76 FR 47004, Aug. 3, 2011\] Editorial Note:For Federal Register citations affecting Form 13H, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

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CFR

§ 240.13h-1
Large trader reporting.

Traces to 1 document

U.S. Code

Periodical and other reports
§ 78m

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cites case law

§ 249.327

Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.

Fed. Reg.×3

C.F.R.×2

U.S.C.§ 78m

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