§ 249.1300. Form MA, for registration as a municipal advisor, and for amendments to registration.
59 words·~1 min read·
/us/cfr/t17/s§ 249.1300A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The form shall be used for registration as a municipal advisor pursuant to section 15B of the Securities Exchange Act of 1934 (15 U.S.C. 78o-4) and for amendments to registrations. Editorial Note:For Federal Register citations affecting Form MA-T, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Connections76 cite this · traces to 1
Cited by 76 sections · top 25
register
- Presidential DocumentsFinal rule
- NoticesSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsInterim final temporary rule; Request for comments
- Rules and RegulationsFinal rule amendments
- NoticesSECURITIES AND EXCHANGE COMMISSION
- NoticesSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsFinal rule; extension
- Rules and RegulationsFinal rule; technical amendment
- NoticesSECURITIES AND EXCHANGE COMMISSION
- NoticesSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsSECURITIES AND EXCHANGE COMMISSION
- NoticesSECURITIES AND EXCHANGE COMMISSION
- NoticesSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsInterim final temporary rule; extension
- Proposed RulesProposed rule
- Rules and RegulationsFinal rule; extension
- NoticesPublication of list of rules scheduled for review
- Rules and RegulationsFinal rule; stay
- Rules and RegulationsFinal rule
- Rules and RegulationsProposed rule
CFR
- § 240.15Ba1-2Registration of municipal advisors and information regarding certain natural persons.
- § 240.15Ba1-6Consent to service of process to be filed by non-resident municipal advisors; legal opinion to be provided by non-resident municipal advisors.
- § 240.15Ba1-5Amendments to Form MA and Form MA-I.
- § 240.15Ba1-7Registration of successor to municipal advisor.
Traces to 1 document
U.S. Code
Citation graph
cites case law
§ 249.1300
Form MA, for registration as a municipal advisor, and for amendments to registration.
Fed. Reg.×65
C.F.R.×11
Cites 1Cited by 76 across 2 sources