§ 243.103. No effect on Exchange Act reporting status.

161 words·~1 min read·/us/cfr/t17/s§ 243.103·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

A failure to make a public disclosure required solely by § 243.100 shall not affect whether:

(a)For purposes of Forms S-3 (17 CFR 239.13), S-8 (17 CFR 239.16b) and SF-3 (17 CFR 239.45) under the Securities Act of 1933 (15 U.S.C. 77a et seq.), or Form N-2 (17 CFR 239.14 and 274.11a-1) under the Securities Act of 1933 (15 U.S.C. 77a et seq.) and the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), an issuer is deemed to have filed all the material required to be filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) or where applicable, has made those filings in a timely manner; or

(b)There is adequate current public information about the issuer for purposes of § 230.144(c) of this chapter (Rule 144(c)). \[65 FR 51738, Aug. 24, 2000, as amended at 79 FR 57344, Sept. 24, 2014; 85 FR 33360, June 1, 2020\]

Connections17 cite this · traces to 7

Cited by 17 sections