§ 242.902. Public dissemination of transaction reports.
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/us/cfr/t17/s§ 242.902·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)General. Except as provided in paragraph
(c)of this section, a registered security-based swap data repository shall publicly disseminate a transaction report of a security-based swap, or a life cycle event or adjustment due to a life cycle event, immediately upon receipt of information about the security-based swap, or upon re-opening following a period when the registered security-based swap data repository was closed. The transaction report shall consist of all the information reported pursuant to § 242.901(c), plus any condition flags contemplated by the registered security-based swap data repository's policies and procedures that are required by § 242.907.
(b)\[Reserved\].
(c)Non-disseminated information. A registered security-based swap data repository shall not disseminate:
(1)The identity of any counterparty to a security-based swap;
(2)With respect to a security-based swap that is not cleared at a registered clearing agency and that is reported to the registered security-based swap data repository, any information disclosing the business transactions and market positions of any person;
(3)Any information regarding a security-based swap reported pursuant to § 242.901(i);
(4)Any non-mandatory report;
(5)Any information regarding a security-based swap that is required to be reported pursuant to §§ 242.901 and 242.908(a)(1) but is not required to be publicly disseminated pursuant to § 242.908(a)(2);
(6)Any information regarding a clearing transaction that arises from the acceptance of a security-based swap for clearing by a registered clearing agency or that results from netting other clearing transactions;
(7)Any information regarding the allocation of a security-based swap; or
(8)Any information regarding a security-based swap that has been rejected from clearing or rejected by a prime broker if the original transaction report has not yet been publicly disseminated.
(d)Temporary restriction on other market data sources. No person shall make available to one or more persons (other than a counterparty or a post-trade processor) transaction information relating to a security-based swap before the primary trade information about the security-based swap is sent to a registered security-based swap data repository. \[80 FR 14728, Mar. 19, 2015, as amended at 81 FR 53654, Aug. 12, 2016\]
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§ 242.902
Public dissemination of transaction reports.
Fed. Reg.×2
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