§ 242.828. Core Principle 11---Conflicts of interest.
46 words·~1 min read·
/us/cfr/t17/s§ 242.828·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)The security-based swap execution facility shall:
(1)Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(2)Establish a process for resolving the conflicts of interest.
(b)A security-based swap execution facility shall comply with the requirements of § 242.834.