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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 240 — General Rules and Regulations, Securities Exchange Act of 1934 · § 240.3b-1

§ 240.3b-1. Definition of "listed".

71 words·~1 min read·/us/cfr/t17/s§ 240.3b-1·

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The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted. (Sec. 3, 48 Stat. 884; 15 U.S.C. 78c) \[13 FR 8179, Dec. 22, 1948\]
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  • 48 Stat. 884
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§ 240.3b-1
Definition of "listed".
Stat.48 Stat. 884
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