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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 240 — General Rules and Regulations, Securities Exchange Act of 1934 · § 240.16c-1

§ 240.16c-1. Brokers.

39 words·~1 min read·/us/cfr/t17/s§ 240.16c-1·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Any transaction shall be exempt from section 16(c) of the Act to the extent necessary to render lawful the execution by a broker of an order for an account in which the broker has no direct or indirect interest.
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