Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 240 — General Rules and Regulations, Securities Exchange Act of 1934 · § 240.12a-11

§ 240.12a-11. Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240) from section 12(a) of the Act.

45 words·~1 min read·/us/cfr/t17/s§ 240.12a-11·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

(a)The provisions of Section 12(a) of the Act (15 U.S.C. 78l(a)) do not apply to any security-based swap offered and sold in reliance on § 230.240 of this chapter.

(b)This section will expire on February 11, 2018. \[82 FR 10707, Feb. 15, 2017\]

Connectionstraces to 1

Traces to 1 document

U.S. Code

Registration requirements for securities
§ 78l

Citation graph

cites case law

§ 240.12a-11

Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240) from section 12(a) of the Act.

U.S.C.§ 78l

Cites 1Cited by 0 across 0 sources