§ 239.42. Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-10, or F-80 (§§ 239.38, 239.39, 239.40, or 239.41), or registering securities or filing periodic reports on Form 40-F (§ 249.240f of this chapter), or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F (§§ 240.13e-102, 240.14d-102, or 240.14d-103 of this chapter), by any non-U.S. person acting as trustee with respect t

175 words·~1 min read·/us/cfr/t17/s§ 239.42·

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Form F-X shall be filed with the Commission:

(a)By any issuer registering securities on Form F-8, F-10, or F-80 under the Securities Act of 1933;

(b)By any issuer registering securities on Form 40-F under the Securities Exchange Act of 1934;

(c)By any issuer filing a periodic report on Form 40-F, if it has not previously filed a Form F-X in connection with the class of securities in relation to which the obligation to file a report on Form 40-F arises;

(d)By any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F;

(e)By any non-U.S. person acting as trustee with respect to securities registered on Form F-7, F-8, F-10, or F-80;

(f)By a Canadian issuer qualifying an offering statement pursuant to the provisions of Regulation A; and

(g)By any non-U.S. issuer providing Form CB to the Commission in connection with a tender offer, rights offering or business combination. \[73 FR 972, Jan. 4, 2008, as amended at 76 FR 46620, Aug. 3, 2011\]

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CFR

§ 230.489
Filing of form by foreign banks and insurance companies and certain of their holding companies and finance subsidiaries.

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§ 239.42

Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-10, or F-80 (§§ 239.38, 239.39, 239.40, or 239.41), or registering securities or filing periodic reports on Form 40-F (§ 249.240f of this chapter), or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F (§§ 240.13e-102, 240.14d-102, or 240.14d-103 of this chapter), by any non-U.S. person acting as trustee with respect t

Fed. Reg.×25

C.F.R.×1

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