§ 232.100. Persons and entities subject to mandated electronic filing.
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/us/cfr/t17/s§ 232.100·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The following persons or entities shall be subject to the electronic filing requirements of this part 232:
(a)Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;
(b)Persons or entities whose filings are subject to review by the Division of Investment Management;
(c)Persons or entities whose filings are subject to review by the Division of Trading and Markets; and
(d)Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements. \[62 FR 36456, July 8, 1997, as amended at 67 FR 36699, May 24, 2002; 72 FR 14417, Mar. 28, 2007; 73 FR 10616, Feb. 27, 2008; 87 FR 38964, June 30, 2022; 90 FR 7359, Jan. 21, 2025\]
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§ 232.100
Persons and entities subject to mandated electronic filing.
Fed. Reg.×21
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