§ 230.400. Application of §§ 230.400 to 230.494, inclusive.
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/us/cfr/t17/s§ 230.400·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Sections 230.400 to 230.494 shall govern every registration of securities under the Act, except that any provision in a form, or an item of Regulation S-K (17 CFR 229.001 et seq.) referred to in such form, covering the same subject matter as any such rule shall be controlling unless otherwise specifically provided in §§ 230.400 to 230.494. \[47 FR 11434, Mar. 16, 1982, as amended at 76 FR 71876, Nov. 21, 2011\]
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- NoticesNotice of application to amend a prior order under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from sections 2(a)(32), 5(a)(1), 22(d), 22(e) and 24(d) of the Act and rule 22c-1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and (a)(2) of the Act, and under section 12(d)(1)(J) for an exemption from sections 12(d)(1)(A) and (B) of the Act
- Presidential DocumentsFinal rule
- NoticesFinal rule
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- 17 CFR 229.001
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§ 230.400
Application of §§ 230.400 to 230.494, inclusive.
Fed. Reg.×18
Cite17 CFR 229.001
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