§ 230.194. Definitions of the terms "swap" and "security-based swap" as used in the Act.
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/us/cfr/t17/s§ 230.194·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)The term swap as used in section 2(a)(17) of the Act (15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(69) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(69)) and 17 CFR 240.3a69-1 through 240.3a69-3.
(b)The term security-based swap as used in section 2(a)(17) of the Act (15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(68) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(68)) and 17 CFR 240.3a68-1a through 240.3a68-5. \[77 FR 48356, Aug. 13, 2012\]
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§ 230.194
Definitions of the terms "swap" and "security-based swap" as used in the Act.
Cite17 CFR 240.3
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