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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 229 — Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K · § 229.1009

§ 229.1009. (Item 1009) Persons/assets, retained, employed, compensated or used.

121 words·~1 min read·/us/cfr/t17/s§ 229.1009·

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(a)Solicitations or recommendations. Identify all persons and classes of persons that are directly or indirectly employed, retained, or to be compensated to make solicitations or recommendations in connection with the transaction. Provide a summary of all material terms of employment, retainer or other arrangement for compensation.
(b)Employees and corporate assets. Identify any officer, class of employees or corporate assets of the subject company that has been or will be employed or used by the filing person in connection with the transaction. Describe the purpose for their employment or use. Instruction to Item 1009(b): Provide all information required by this Item except for the information required by paragraph
(a)of this section and Item 1007 of Regulation M-A (§ 229.1007).
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