§ 202.8. Small entity compliance guides.
85 words·~1 min read·
/us/cfr/t17/s§ 202.8·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:
(a)Q A: Small Business and the SEC. 1 1 These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.
(b)The Work of the SEC. 1
(c)Broker-Dealer Registration Package.
(d)Investment Adviser Registration Package.
(e)Investment Company Registration Package.
(f)Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies. \[62 FR 4105, Jan. 28, 1997\]