§ 200.19d. Director of the Office of Municipal Securities.
89 words·~1 min read·
/us/cfr/t17/s§ 200.19d·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The Director of the Office of Municipal Securities is responsible to the Commission for the administration and execution of the Commission's programs under the Securities Exchange Act of 1934 relating to the registration and regulation of municipal advisors, the practices of municipal securities brokers and dealers, and oversight of the Municipal Securities Rulemaking Board. The functions involved include recommending the adoption and amendment of Commission rules, reviewing proposed rule changes of the Municipal Securities Rulemaking Board, and responding to interpretive and no-action requests. \[86 FR 9442, Feb. 16, 2021\]