Tap any paragraph to write a margin note. Your notes collect in the Desk below the text and file under cases with @. The side-by-side margin rail opens on a larger screen.

Code · CFR · Title 13 — Business Credit and Assistance · Part 107 — Small Business Investment Companies · § 107.400

§ 107.400. Changes in ownership of 10 percent or more of Licensee but no change of Control.

72 words·~1 min read·/us/cfr/t13/s§ 107.400·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

(a)Prior approval requirements. You must obtain SBA's prior written approval for any proposed transfer or issuance of ownership interests that results in the ownership (beneficial or of record) by any Person, or group of Persons acting in concert, of at least 10 percent of any class of your stock or partnership capital.
(b)Fee. A processing fee of \$200 must accompany each such request for approval of a change of ownership.
Connections1 cite this
Citation graph
cites case law
§ 107.400
Changes in ownership of 10 percent or more of Licensee but no change of Control.
Fed. Reg.×1
Cites 0Cited by 1 across 1 source
★   the supreme law of the land   ★
Don't Tread on Me
E Pluribus Unum — out of many, one

"If you don't know your rights, you don't have any."

Marginalia · a citizen's law index
A research desk, not legal advice. Always read the cited source before relying on a summary.
Questions or an issue? support@self-law.org
disclaimerMarginalia is a research index, not a law firm. Nothing on this site is legal, tax, or financial advice and no attorney–client relationship is formed by using it. Statutes, regulations, and case law change; summaries, search results, AI output, and member posts may be incomplete, out of date, or wrong. Any interpretation drawn from material on this site should be validated by a licensed attorney in your jurisdiction before you act on it.