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Code · CFR · Title 12 — Banks and Banking · Part 335 — Securities of State Nonmember Banks and State Savings Associations · § 335.201

§ 335.201. Securities exempted from registration.

52 words·~1 min read·/us/cfr/t12/s§ 335.201·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240. [75 FR 73949, Nov. 30, 2010]
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  • 17 CFR 240
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§ 335.201
Securities exempted from registration.
Cite17 CFR 240
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