§ 169.4. Proxy soliciting material.
134 words·~1 min read·
/us/cfr/t12/s§ 169.4·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
No solicitation of a proxy shall be made by means of any statement, form of proxy, notice of meeting, or other communication, written or oral, which:
(a)Solicits any undated or postdated proxy;
(b)Solicits any proxy that provides that it shall be deemed to be dated as of any date subsequent to the date on which it is signed by the security holder; or (c)(1) Contains any statement that is false or misleading with respect to any material fact, or
(2)Omits to state any material fact:
(i)Necessary in order to make the statements therein not false or misleading or
(ii)Necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter that has subsequently become false or misleading.