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Code · CFR · Title 12 — Banks and Banking · Part 16 — Securities Offering Disclosure Rules · § 16.30

§ 16.30. Request for interpretive advice or no-objection letter.

115 words·~1 min read·/us/cfr/t12/s§ 16.30·

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Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:
(a)File a copy of the request, including any supporting attachments, with the OCC's Law Department at the address provided at www.occ.gov;
(b)Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and
(c)Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised. [59 FR 54798, Nov. 2, 1994, as amended at 82 FR 8109, Jan. 23, 2017; 85 FR 42641, July 14, 2020]
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§ 16.30
Request for interpretive advice or no-objection letter.
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