Code · CFR · Title 12 — Banks and Banking · Part 13 — Government Securities Sales Practices · § 13.1

§ 13.1. Scope.

50 words·~1 min read·/us/cfr/t12/s§ 13.1·

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This part applies to national banks that have filed notice as, or are required to file notice as, government securities brokers or dealers pursuant to section 15C of the Securities Exchange Act (15 U.S.C. 78o-5) and Department of the Treasury rules under section 15C (17 CFR 400.1(d) and part 401).

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Traces to 2 documents

U.S. Code

Government securities brokers and dealers
§ 78o–5

CFR

Scope of regulations.
§ 400.1

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cites case law

§ 13.1

Scope.

U.S.C.§ 78o–5

C.F.R.§ 400.1

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