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Code · STATUTE-COMPILATIONS · Dodd-Frank Wall Street Reform and Consumer Protection Act · Sec. 963

Sec. 963. ANNUAL FINANCIAL CONTROLS AUDIT

286 words·~1 min read·/statute-compilations/comps-9515/sec-963

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## SEC. 963 ANNUAL FINANCIAL CONTROLS AUDIT **[**[15 U.S.C. 78d-8](/us/usc/t15/s78d-8)**]** ###
(a)Reports of Commission ####
(1)Annual reports required Not later than 6 months after the end of each fiscal year, the Commission shall publish and submit to Congress a report that— #####
(A)describes the responsibility of the management of the Commission for establishing and maintaining an adequate internal control structure and procedures for financial reporting; and #####
(B)contains an assessment of the effectiveness of the internal control structure and procedures for financial reporting of the Commission during that fiscal year. ####
(2)Attestation The reports required under paragraph
(1)shall be attested to by the Chairman and chief financial officer of the Commission. ###
(b)Report by Comptroller General ####
(1)Report required Not later than 6 months after the end of the first fiscal year after the date of enactment of this Act, the Comptroller General of the United States shall submit a report to Congress that assesses— #####
(A)the effectiveness of the internal control structure and procedures of the Commission for financial reporting; and #####
(B)the assessment of the Commission under subsection (a)(1)(B). ####
(2)Attestation The Comptroller General shall attest to, and report on, the assessment made by the Commission under subsection (a). ###
(c)Reimbursements for Cost of Reports ####
(1)Reimbursements required The Commission shall reimburse the Government Accountability Office for the full cost of making the reports under subsection (b), as billed therefor by the Comptroller General. ####
(2)Crediting and use of reimbursements Such reimbursements shall— #####
(A)be credited to the appropriation account “Salaries and Expenses, Government Accountability Office” current when the payment is received; and #####
(B)remain available until expended.
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Sec. 963
ANNUAL FINANCIAL CONTROLS AUDIT
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