Sec. 21. criminal penalties
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## Sec. 21 criminal penalties **[**[15 U.S.C. 2070](/us/usc/t15/s2070)**]** ###
(a)Violation of section 19 of this Act is punishable by— ####
(1)imprisonment for not more than 5 years for a knowing and willful violation of that section; ####
(2)a fine determined under section 3571 of title 18, United States Code; or ####
(3)both. ###
(b)Any individual director, officer, or agent of a corporation who knowingly and willfully authorizes, orders, or performs any of the acts or practices constituting in whole or in part a violation of section 19 shall be subject to penalties under this section without regard to any penalties to which that corporation may be subject under subsection (a). ###
(c)####
(1)In addition to the penalties provided by subsection (a), the penalty for a criminal violation of this Act or any other Act enforced by the Commission may include the forfeiture of assets associated with the violation. ####
(2)In this subsection, the term “**criminal violation**” means a violation of this Act or any other Act enforced by the Commission for which the violator is sentenced to pay a fine, be imprisoned, or both.
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Sec. 21
criminal penalties
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