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Code · STATUTE-COMPILATIONS · Sarbanes-Oxley Act of 2002 · Sec. 501

Sec. 501. TREATMENT OF SECURITIES ANALYSTS BY REGISTERED SECURITIES ASSOCIATIONS AND NATIONAL SECURITIES EXCHANGES

102 words·~1 min read·/statute-compilations/comps-1883/sec-501

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## SEC. 501 TREATMENT OF SECURITIES ANALYSTS BY REGISTERED SECURITIES ASSOCIATIONS AND NATIONAL SECURITIES EXCHANGES ###
(a)* * * * * * * * * * ###
(c)Commission Authority **[**[15 U.S.C. 78–6 note](/us/usc/t15/s78–6)**]** The Commission may promulgate and amend its regulations, or direct a registered securities association or national securities exchange to promulgate and amend its rules, to carry out section 15D of the Securities Exchange Act of 1934, as added by this section, as is necessary for the protection of investors and in the public interest. * * * * * * * # TITLE VII STUDIES AND REPORTS
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  • 15 USC 78–6
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Sec. 501
TREATMENT OF SECURITIES ANALYSTS BY REGISTERED SECURITIES ASSOCIATIONS AND NATIONAL SECURITIES EXCHANGES
Cite15 USC 78–6
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