Sec. 74003. RELATIONSHIP TO STATE LAW

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A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

## SEC. 74003 RELATIONSHIP TO STATE LAW Section 203A(b)(1) of the Investment Advisers Act of 1940 (15 U.S.C. 80b-3a(b)(1)) is amended— ####

(1)in subparagraph (A), by striking “or” at the end; ####

(2)in subparagraph (B), by striking the period at the end and inserting “; or”; and ####

(3)by adding at the end the following: > > ##### “(C) > > that is not registered under section 203 because that person is exempt from registration as provided in subsection (b)(7) of such section, or is a supervised person of such person.” > . # TITLE LXXV ELIMINATE PRIVACY NOTICE CONFUSION

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U.S. Code

State and Federal responsibilities
§ 80b–3a

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Sec. 74003

RELATIONSHIP TO STATE LAW

U.S.C.§ 80b–3a

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