Virginia
Title 13.1 · Chapter 5
40 entries
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Code of Virginia § 13.1-501. Definitions.
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Code of Virginia § 13.1-502. Unlawful offers and sales.
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Code of Virginia § 13.1-503. Unlawful advice.
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Code of Virginia § 13.1-504. Registration.
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Code of Virginia § 13.1-504.1. Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required.
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Code of Virginia § 13.1-504.2. Broker-dealer services provided by credit unions; when registration not required.
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Code of Virginia § 13.1-505. Procedure for registration.
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Code of Virginia § 13.1-505.1. Post-registration provisions.
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Code of Virginia § 13.1-506. Revocation of registration.
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Code of Virginia § 13.1-507. Registration requirement; exemptions.
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Code of Virginia § 13.1-508. Registration by notification.
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Code of Virginia § 13.1-509. Registration by coordination.
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Code of Virginia § 13.1-510. Registration by qualification.
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Code of Virginia § 13.1-511. Effectiveness and reports.
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Code of Virginia § 13.1-512. Repealed.
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Code of Virginia § 13.1-513. Stop orders.
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Code of Virginia § 13.1-514. Exemptions.
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Code of Virginia § 13.1-514.1. Exemption of certain securities by order of Commission.
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Code of Virginia § 13.1-514.2. Primacy of Virginia law to be maintained.
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Code of Virginia § 13.1-515. Advertising.
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Code of Virginia § 13.1-516. Misleading filings.
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Code of Virginia § 13.1-517. Consent to service of process.
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Code of Virginia § 13.1-518. Investigations; confidentiality of information and documents.
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Code of Virginia § 13.1-518.1. Broker-dealers and investment advisors to file certain reports with Commission.
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Code of Virginia § 13.1-519. Injunctions.
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Code of Virginia § 13.1-520. Crimes.
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Code of Virginia § 13.1-520.1. Commission may transmit record or complaint to locality where violation occurred.
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Code of Virginia § 13.1-521. Violations punishable by the Commission.
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Code of Virginia § 13.1-522. Civil liabilities.
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Code of Virginia § 13.1-523. Rules and forms.
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Code of Virginia § 13.1-523.1. Commission authority to regulate securities and investment advisory activities.
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Code of Virginia § 13.1-524. Certain records of Commission available to public; admissibility of copies; destruction.
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Code of Virginia § 13.1-525. Official interpretations.
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Code of Virginia § 13.1-525.1. Fees to cover expense of regulation.
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Code of Virginia § 13.1-526. Transition.
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Code of Virginia § 13.1-527. Short title.
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Code of Virginia § 13.1-527.01. Repealed.
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Code of Virginia § 13.1-527.1. Division created; duties.
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Code of Virginia § 13.1-527.2. Attorneys, employees and consultants.
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Code of Virginia § 13.1-527.3. Commission to provide technical assistance.