All sources · 65,571 documents · Table of contents · Securities Investor Protection Act of 1970 · Securities Investor Protection Act of 1970
Statute Compilations
Securities Investor Protection Act of 1970
16 entries
Sec. 1
SHORT TITLE, ETC
Sec. 2
APPLICATION OF SECURITIES EXCHANGE ACT OF 1934
Sec. 3
SECURITIES INVESTOR PROTECTION CORPORATION
Sec. 4
SIPC FUND
Sec. 5
PROTECTION OF CUSTOMERS
Sec. 6
GENERAL PROVISIONS OF A LIQUIDATION PROCEEDING
Sec. 7
POWERS AND DUTIES OF A TRUSTEE
Sec. 8
SPECIAL PROVISIONS OF A LIQUIDATION PROCEEDING
Sec. 9
SIPC ADVANCES
Sec. 10
DIRECT PAYMENT PROCEDURE
Sec. 11
SEC FUNCTIONS
Sec. 12
EXAMINING AUTHORITY FUNCTIONS
Sec. 13
FUNCTIONS OF SELF-REGULATORY ORGANIZATIONS
Sec. 14
PROHIBITED ACTS
Sec. 15
MISCELLANEOUS PROVISIONS
Sec. 16
DEFINITIONS