Statute Compilations

short title

definitions

SWAP AGREEMENTS

exempted securities4

REQUIREMENTS WITH RESPECT TO CERTAIN SMALL TRANSACTIONS.18

exempted transactions16

prohibitions relating to interstate commerce and the mails

registration of securities and signing of registration statement

taking effect of registration statements and amendments thereto

CEASE-AND-DESIST PROCEEDINGS

court review of orders

information required in prospectus

civil liabilities on account of false registration statement

civil liabilities arising in connection with prospectuses and communications

limitation of actions

contrary stipulations void

liability of controlling persons

ADDITIONAL REMEDIES; LIMITATION ON REMEDIES.26

fraudulent interstate transactions

EXEMPTION FROM STATE REGULATION OF SECURITIES OFFERINGS

special powers of commission

injunctions and prosecution of offenses

hearings by commission

jurisdiction of offenses and suits

unlawful representations

penalties

jurisdiction of other government agencies over securities

separability of provisions

APPLICATION OF SAFE HARBOR FOR FORWARD-LOOKING STATEMENTS

CONFLICTS OF INTEREST RELATING TO CERTAIN SECURITIZATIONS

PRIVATE SECURITIES LITIGATION

GENERAL EXEMPTIVE AUTHORITY

DATA STANDARDS

**[**77bb**]**

**[**77cc**]**

**[**77dd**]**

**[**77ee**]**

**[**77ff**]**

**[**77gg**]**

**[**77hh**]**

**[**77ii**]**

**[**77jj**]**

**[**77kk**]**

**[**77ll**]**

**[**77mm**]**

information required in registration statement20