Statute Compilations
Compilation 1878
28 entries
Sec. 201
findings
Sec. 202
definitions
Sec. 203A
STATE AND FEDERAL RESPONSIBILITIES
Sec. 203
registration of investment advisers
Sec. 204
annual and other reports
Sec. 204A
prevention of misuse of nonpublic information
Sec. 205
investment advisory contracts
Sec. 206
prohibited transactions by registered investment advisers
Sec. 206A
exemptions
Sec. 207
material misstatements
Sec. 208
general prohibitions
Sec. 209
enforcement of title
Sec. 210A
CONSULTATION
Sec. 210
publicity
Sec. 211
rules, regulations, and orders
Sec. 212
hearings
Sec. 213
court review of orders
Sec. 214
jurisdiction of offenses and suits
Sec. 215
validity of contracts
Sec. 216
annual reports of commission
Sec. 217
penalties10
Sec. 218
HIRING AND LEASING AUTHORITY OF THE COMMISSION
Sec. 219
separability of provisions
Sec. 220
short title
Sec. 221
effective date
Sec. 222
STATE REGULATION OF INVESTMENT ADVISERS
Sec. 223
CUSTODY OF CLIENT ACCOUNTS
Sec. 224
RULE OF CONSTRUCTION RELATING TO THE COMMODITIES EXCHANGE ACT