Unknown. Final rule

15,353 words·~70 min read·/register/2024/09/04/2024-18445·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

--- schema: federal-register doc_type: fedreg source_file: FR-2024-09-04.xml --- 89 171 Wednesday, September 4, 2024 Contents Strategic Administration for Strategic Preparedness and Response NOTICES Statement of Organization, Functions, and Delegations of Authority, 71913-71914 2024-19809 Agency Agency for International Development NOTICES Hearings, Meetings, Proceedings, etc.: Malaria Vaccine Development Program Scientific Advisory Committee, 71878 2024-19718 Children Children and Families Administration NOTICES Agency Information Collection Activities;

Proposals, Submissions, and Approvals: State Self-Assessment Review and Report, 71905-71906 2024-19806 Tribal Maternal, Infant, and Early Childhood Home Visiting Program: Guidance for Submitting an Annual Report to the Secretary, 71906 2024-19793 Coast Guard Coast Guard RULES Safety Zone: Paddleboat Race, Chesapeake Bay, Annapolis, MD., 71824-71826 2024-19797 Special Local Regulation: Elizabeth River, Norfolk Harbor, Norfolk, VA, 71821-71823 2024-19796 Marine Events within the Eleventh Coast Guard District-Swim for Special Operations Forces, 71823 2024-19834 Sarasota Powerboat Grand Prix;

Gulf of Mexico, 71824 2024-19833 PROPOSED RULES Great Lakes Pilotage Rates-2025 Annual Review; Correction, 71877 2024-19840 NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 71914-71918 2024-19835 2024-19836 2024-19837 2024-19838 Commerce Commerce Department See Foreign-Trade Zones Board See Industry and Security Bureau See International Trade Administration See National Oceanic and Atmospheric Administration See National Telecommunications and Information Administration Commodity Futures Commodity Futures Trading Commission RULES Provisions to Incorporate Changes in the Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text, 71803-71821 2024-18445 Corporation Corporation for National and Community Service NOTICES Agency Information Collection Activities;

Proposals, Submissions, and Approvals: Applicant Operational and Financial Survey, 71893 2024-19841 Defense Department Defense Department PROPOSED RULES Transactions Other Than Contracts, Grants, or Cooperative Agreements for Prototype Projects, 71865-71872 2024-19457 Drug Drug Enforcement Administration NOTICES Decision and Order: Samirkumar Shah, MD, 71931-71934 2024-19731 Importer, Manufacturer or Bulk Manufacturer of Controlled Substances; Application, Registration, etc.:

Amneal Complex Products Research, LLC, 71928-71929 2024-19787 Benuvia Operations, LLC, 71927-71928 2024-19795 Biopharmaceutical Research Co., 71930 2024-19783 Bright Green Corp., 71926 2024-19777 Caligor Coghlan Pharma Services, 71934 2024-19785 Cambrex High Point, Inc., 71934-71935 2024-19790 Cambridge Isotope Laboratories, Inc., 71930-71931 2024-19788 Catalent CTS, LLC, 71927 2024-19776 Chattem Chemicals, 71925-71926 2024-19789 Chattem Chemicals, Inc., 71929-71930 2024-19779 Continuus Pharmaceuticals, 71926-71927 2024-19756 Fisher Clinical Services, Inc., 71931 2024-19791 Indivior Inc., 71928 2024-19754 Education Department Education Department NOTICES Agency Information Collection Activities;

Proposals, Submissions, and Approvals: Rural, Insular, and Native Achievement Programs Progress Update Protocol, 71898 2024-19799 Free Application for Federal Student Aid Information to be Verified for the 2025-2026 Award Year, 71893-71898 2024-19786 Energy Department Energy Department NOTICES Hearings, Meetings, Proceedings, etc.: Advanced Scientific Computing Advisory Committee, 71898-71899 2024-19729 Electric Vehicle Working Group, 71899 2024-19845 Environmental Protection Environmental Protection Agency RULES Air Quality State Implementation Plans;

Approvals and Promulgations: Arizona; 2015 Ozone Infrastructure Requirements, 71830-71838 2024-17711 New Jersey; Elements of the 2008 and 2015 Ozone National Ambient Air Quality Standards, 71826-71830 2024-19581 Greenhouse Gas Reporting: Revisions and Confidentiality Determinations for Petroleum and Natural Gas Systems; Correction, 71838-71848 2024-18933 PROPOSED RULES Air Quality State Implementation Plans; Approvals and Promulgations: Louisiana; Evangeline Parish Nonattainment Area;

Finding of Failure to Attain by the Attainment Date for the 2010 1-Hour Primary Sulfur Dioxide National Ambient Air Quality Standard, 71872-71877 2024-19616 NOTICES Hearings, Meetings, Proceedings, etc.: Pre-Prioritization and Consideration of Existing Chemical Substances for Future Prioritization under the Toxic Substances Control Act; Public Engagement Webinars; Technical Correction, 71900-71901 2024-19853 Public Water System Supervision Program Revision: Vermont, 71900 2024-19749 Equal Equal Employment Opportunity Commission NOTICES Agency Information Collection Activities;

Proposals, Submissions, and Approvals, 71901-71904 2024-19743 Performance Review Board Members, 71901 2024-19737 Federal Aviation Federal Aviation Administration PROPOSED RULES Airspace Designations and Reporting Points: Dubois, WY, 71863-71864 2024-19794 NOTICES Petition for Exemption; Summary: Lynden Air Cargo, LLC, 72151-72152 2024-19735 Federal Communications Federal Communications Commission RULES Interstate Telecommunications Relay Services Fund Support for Internet Protocol Captioned Telephone Service Compensation, 71848-71860 2024-19559 Federal Election Federal Election Commission NOTICES Meetings;

Sunshine Act, 71904 2024-19893 Federal Reserve Federal Reserve System NOTICES Change in Bank Control: Acquisitions of Shares of a Bank or Bank Holding Company, 71904 2024-19820 Financial Crimes Financial Crimes Enforcement Network RULES Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers, 72156-72278 2024-19260 Food and Drug Food and Drug Administration NOTICES Drug Products not Withdrawn from Sale for Reasons of Safety or Effectiveness:

Flagyl (Metronidazole) Tablets, 250 Milligrams and 500 Milligrams, 71907 2024-19721 Foreign Trade Foreign-Trade Zones Board NOTICES Application for Reorganization and Expansion under Alternative Site Framework: Foreign-Trade Zone 262, Southaven, MS, 71883 2024-19828 General Services General Services Administration NOTICES Hearings, Meetings, Proceedings, etc.: Federal Secure Cloud Advisory Committee; Correction, 71904-71905 2024-19822 Health and Human Health and Human Services Department See Administration for Strategic Preparedness and Response See Children and Families Administration See Food and Drug Administration See Health Resources and Services Administration See National Institutes of Health Health Resources Health Resources and Services Administration NOTICES Hearings, Meetings, Proceedings, etc.:

Advisory Committee on Infant and Maternal Mortality, 71908-71909 2024-19741 Requests for Nominations: Advisory Commission on Childhood Vaccines, 71907-71908 2024-19808 Homeland Homeland Security Department See Coast Guard See Transportation Security Administration Housing Housing and Urban Development Department NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Relocation Options Study, 71921-71922 2024-19738 Indian Affairs Indian Affairs Bureau NOTICES Agency Information Collection Activities;

Proposals, Submissions, and Approvals: Indian Child Welfare Quarterly and Annual Report, 71922-71923 2024-19755 Industry Industry and Security Bureau RULES Additional Sanctions against Russia and Belarus under the Export Administration Regulations and Refinements to Existing Controls, 71803 C1-2024-13148 Institute of Museum and Library Services Institute of Museum and Library Services NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Museum Assessment Program Application Forms and Surveys, 71937-71938 2024-19821 Interior Interior Department See Indian Affairs Bureau See Surface Mining Reclamation and Enforcement Office Internal Revenue Internal Revenue Service PROPOSED RULES Guidance Regarding Elections Relating to Foreign Currency Gains and Losses;

Correction, 71864-71865 2024-19792 International Trade Adm International Trade Administration NOTICES Announcement of Approved International Trade Administration Trade Mission, 71883-71886 2024-19784 Antidumping or Countervailing Duty Investigations, Orders, or Reviews: Certain Corrosion-Resistant Steel Products from Taiwan, 71878-71881 2024-19717 Common Alloy Aluminum Sheet from the People's Republic of China, 71881-71883 2024-19832 International Trade Com International Trade Commission NOTICES Investigations;

Determinations, Modifications, and Rulings, etc.: Mattresses from India, Kosovo, Mexico, and Spain, 71925 2024-19781 Justice Department Justice Department See Drug Enforcement Administration Labor Department Labor Department See Workers Compensation Programs Office National Archives National Archives and Records Administration NOTICES Records Schedules, 71936-71937 2024-19803 National Foundation National Foundation on the Arts and the Humanities See Institute of Museum and Library Services National Institute National Institutes of Health NOTICES Hearings, Meetings, Proceedings, etc.:

Eunice Kennedy Shriver National Institute of Child Health and Human Development, 71909 2024-19747 National Cancer Institute, 71911-71912 2024-19742 National Center for Advancing Translational Sciences; Amendment, 71911 2024-19740 National Center for Complementary and Integrative Health, 71910-71911 2024-19814 2024-19817 National Human Genome Research Institute, 71910 2024-19746 National Institute of Diabetes and Digestive and Kidney Diseases, 71910 2024-19752 National Institute of General Medical Sciences, 71909-71910 2024-19815 National Institute on Aging, 71910-71911 2024-19753 Licenses;

Exemptions, Applications, Amendments, etc.: Government-Owned Inventions, 71912-71913 2024-19719 National Oceanic National Oceanic and Atmospheric Administration RULES Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Reef Fish Fishery of the Gulf of Mexico; 2024 Red Snapper Private Angling Component Closure in Federal Waters off Texas, 71860-71861 2024-19744 Fisheries of the Exclusive Economic Zone Off Alaska: Pacific Cod in the Bering Sea and Aleutian Islands Management Area, 71861-71862 2024-19745 NOTICES Hearings, Meetings, Proceedings, etc.:

Fisheries of the South Atlantic; Southeast Data, Assessment, and Review, 71889 2024-19823 Gulf of Mexico Fishery Management Council, 71886-71887 2024-19812 New England Fishery Management Council, 71887 2024-19811 North Pacific Fishery Management Council, 71887 2024-19810 Pacific Fishery Management Council, 71888-71889 2024-19813 National Science National Science Foundation NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: National Survey of College Graduates, 71938-71939 2024-19850 National Telecommunications National Telecommunications and Information Administration NOTICES Bolstering Data Center Growth, Resilience, and Security, 71890-71893 2024-19524 Nuclear Regulatory Nuclear Regulatory Commission NOTICES Licenses;

Exemptions, Applications, Amendments, etc.: Accelerated Decommissioning Partners Crystal River Unit 3, LLC, Crystal River Unit 3 Nuclear Generating Plant; Withdrawal, 71939 2024-19800 Pipeline Pipeline and Hazardous Materials Safety Administration NOTICES Permits; Applications, Issuances, etc.: Gulf South Pipeline Co., LLC, 72152-72153 2024-19816 Postal Regulatory Postal Regulatory Commission NOTICES Negotiated Service Agreement Filings, 71939-71941 2024-19739 Presidential Documents Presidential Documents ADMINISTRATIVE ORDERS Colombia;

Continuation of U.S. Drug Interdiction Assistance (Presidential Determination 2024-10 of August 9, 2024), 71797 2024-19954 Foreign Assistance Act of 1961; Delegation of Authority Under Section 506(a)(1) (Memorandum of August 23, 2024), 71801 2024-19958 Foreign Assistance Act of 1961; Delegation of Authority Under Section 506(a)(1) (Memorandum of August 9, 2024), 71795 2024-19953 Syria, Detained ISIS Members and Relevant Displaced Populations; Delegation of Authority To Designate Existing Official To Serve Within Executive Branch as Coordinator (Memorandum of August 16, 2024), 71799-71800 2024-19955 Railroad Retirement Railroad Retirement Board NOTICES Meetings;

Sunshine Act, 71941 2024-19888 Securities Securities and Exchange Commission NOTICES Meetings; Sunshine Act, 71941, 71991 2024-19928 2024-20050 Registration Cancellations: Certain Investment Advisors Pursuant to the Investment Advisors Act, 71961-71962 2024-19849 Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc., 71944 2024-19775 Cboe Exchange, Inc., 71982-71988, 72146-72151 2024-19771 2024-19772 Fixed Income Clearing Corp., 72128-72146 2024-19762 Miami International Securities Exchange, LLC, 71953-71956 2024-19764 MIAX Emerald, LLC, 71941-71944, 71958-71961 2024-19767 2024-19765 MIAX PEARL, LLC, 71950-71953 2024-19766 Nasdaq BX, Inc., 72125-72128 2024-19769 Nasdaq GEMX, LLC., 72009-72032 2024-19774 National Securities Clearing Corp., 71991-72009 2024-19761 NYSE American LLC, 71945-71950, 71956-71958, 72055-72078 2024-19757 2024-19770 2024-19773 NYSE Arca, Inc., 71962-71964, 72102-72125 2024-19759 2024-19778 NYSE Chicago, Inc., 72032-72055 2024-19758 NYSE National, Inc., 72079-72102 2024-19760 The Depository Trust Co., 71964-71982 2024-19763 The Nasdaq Stock Market LLC, 71988-71991 2024-19768 Surface Mining Surface Mining Reclamation and Enforcement Office NOTICES Environmental Impact Statements;

Availability, etc.: Navajo Transitional Energy Co.'s Federal Mining Plan Modification for Federal Lease MTM 94378, Spring Creek Mining Plan, 71923-71924 2024-19844 Transportation Department Transportation Department See Federal Aviation Administration See Pipeline and Hazardous Materials Safety Administration Security Transportation Security Administration NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Certified Cargo Screening Standard Security Program, 71920-71921 2024-19826 Imposition and Collection of Passenger Civil Aviation Security Service Fees, 71918-71919 2024-19825 Law Enforcement Officer Flying Armed Training, 71919-71920 2024-19827 Treasury Treasury Department See Financial Crimes Enforcement Network See Internal Revenue Service Workers' Workers Compensation Programs Office NOTICES Agency Information Collection Activities;

Proposals, Submissions, and Approvals: Request for Earnings Information, 71935-71936 2024-19748 Separate Parts In This Issue Part II Treasury Department, Financial Crimes Enforcement Network, 72156-72278 2024-19260 Reader Aids Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, and notice of recently enacted public laws. To subscribe to the Federal Register Table of Contents electronic mailing list, go to https://public.govdelivery.com/accounts/USGPOOFR/subscriber/new, enter your e-mail address, then follow the instructions to join, leave, or manage your subscription. 89 171 Wednesday, September 4, 2024 Rules and Regulations DEPARTMENT OF COMMERCE Bureau of Industry and Security 15 CFR Parts 734, 740, 744, 746 and 774 [Docket No. 240610-0156] RIN 0694-AJ67 Implementation of Additional Sanctions Against Russia and Belarus Under the Export Administration Regulations

(EAR)and Refinements to Existing Controls Correction In rule document 2024-13148 beginning on page 51644 in the issue of Tuesday, June 18, 2024, make the following correction: Supplement No. 5 to Part 744 [Corrected] On page 51662, in Supplement No. 5 to Part 744, in the first column, in the twentieth line, “€” should read “(e)”. [FR Doc. C1-2024-13148 Filed 9-3-24; 8:45 am] BILLING CODE 0099-10-P COMMODITY FUTURES TRADING COMMISSION 17 CFR Parts 1, 3, 5, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 20, 23, 30, 31, 37, 41, 43, 45, 46, 49, 140, 142, 144, 145, 146, 147, 148, 149, 150, 155, 160, 162, 165, 170, and 171 RIN 3038-AF09 Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text AGENCY: Commodity Futures Trading Commission. ACTION: Final rule. SUMMARY: The agency's Divisions and Offices have been reorganized at the Chairman's direction, and with prior notification to relevant congressional committees. To ensure the CFR reflects these changes, the Commodity Futures Trading Commission (Commission or CFTC) is voting to make technical changes to various provisions within its regulations in order to align with its change in administrative structure, remove superfluous verbiage, and correct inaccurate text. In addition to the administrative changes required due to the realignment, the Commission is adopting technical changes to ensure consistency in reference to Commission addresses, deleting references to positions that have changed and updating the positions to align with the current Commission structure, correct typographical errors, and other technical changes. DATES: These amendments are effective on September 4, 2024. FOR FURTHER INFORMATION CONTACT: Joan Fina, Senior Assistant General Counsel, Telephone:

(202)418-7621, Email: *jfina@cftc.gov,* Office of the General Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581, or John Einstman, Deputy General Counsel (General Law), Telephone:

(202)418-5337, Email: *jeinstman@cftc.gov.* SUPPLEMENTARY INFORMATION: I. Background An agency reorganization in November 2020 realigned key functions within the agency, including:

(1)creating a new Division of Data (DOD);

(2)reassigning the Executive Secretariat Branch from the Office of the Executive Director

(OED)to the Office of the General Counsel (OGC); and

(3)renaming and realigning the Division of Swap Dealer and Intermediary Oversight

(DSIO)to the Market Participants Division

(MPD)and

(4)moving the Office of Customer Education and Outreach

(OCEO)to the Office of Public Affairs. Technology has dramatically altered capital and commodity markets over the past few decades, and technologically induced innovations such as electronic exchanges, high-frequency trading, and exchange-traded funds have made trading faster, cheaper, more integrated, and increasingly complex. As a financial regulator in an ever-increasingly sophisticated market environment, it is becoming more and more crucial that the CFTC continue to focus on data and data reporting and invest in technologies necessary to keep pace with market innovation. Our oversight responsibilities are becoming highly data acquisitive and rely on the effective use of information, including through the use of algorithms and analytics to more effectively manage data to meet our regulatory objectives. The DoD was created to address the Commission's growing data needs and to position the agency to continue to achieve its mission in accord with new technologies. There has been an unprecedented rise in retail futures, options and digital asset trading. As the agency evolves to address changing markets and market demographics, both the FinTech and customer protection efforts the Office of Customer Education and Outreach

(OCEO)were realigned within the Office of Public Affairs. DSIO is responsible primarily for overseeing derivatives market participants and market intermediaries, including commodity pool operators, commodity trading advisors, futures commission merchants, introducing brokers, retail foreign exchange dealers, swap dealers, and major swap participants, as well as designated self-regulatory organizations. By restyling DSIO as MPD, the Division's name will more succinctly reflect the scope of its responsibility regarding the Commission registrants enumerated above. The Commission's legal compliance groups that are responsible for records, Freedom of Information Act, Sunshine Act, privacy, and transparency were divided between the Office of the General Counsel and the Executive Secretariat Branch in the Office of the Executive Director. Moving the Executive Secretariat Branch into the Office of the General Counsel ensures consistency through streamlining all legal compliance programs into one division. In addition to the changes required due to the realignment, the Commission proposes technical changes to ensure consistency in reference to addresses, deletes references to positions that have changed and updates the positions to align with the current Commission structure, correct typographical errors, and other technical changes. Section 2(a)(12) of the Commodity Exchange Act authorizes the Commission to promulgate such rules and regulations as it deems necessary to govern the operating procedures and conduct of business of the Commission. The Commission is promulgating this rule to reflect changes in its administrative structure and to make conforming technical changes to its regulations. II. Related Matters A. Administrative Procedure Act The amendments to the Commission's regulations in this rulemaking do not establish any new substantive or legislative rules, but rather relate to the restructuring of responsibilities within the Commission, including amendments changing the names of divisions and offices that are affected by the realignment and re-delegating authority to newly formed divisions. The amendments to the Commission's regulations relate solely to agency management, organization, procedure, and practice and provide technical corrections of a minor and administrative nature, such as technical changes to ensure consistency in reference to Commission addresses, to delete references to positions that have changed and to update the positions to align with the current Commission structure, correct typographical errors, and other similar technical corrections. Therefore, this rulemaking is excepted from the public rulemaking provisions of the Administrative Procedure Act. 1 Additionally, an agency may issue a new rule in some circumstances without publication in the **Federal Register** of a notice of proposed rulemaking with an opportunity for comment if the agency for “good cause” finds (and incorporates the finding and a brief statement of the reasons therefor in the rules issued) that notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest. 2 As the revisions to the Commission's regulations in this rulemaking will not cause any party to undertake efforts to comply with the regulations as revised, the Commission has determined to make this rulemaking effective upon publication in the **Federal Register** . 3 1 5 U.S.C. 553(a) and (b). Rulemaking procedures apply, except to the extent that there is involved

(1)a military or foreign affairs function of the United States; or

(2)a matter relating to agency management or personnel or to public property, loans, grants, benefits, or contracts. 2 5 U.S.C 553(b). Further, Section 553(d) of the Administrative Procedure Act, 5 U.S.C. 553(d) provides, in part, for publication of a rule not less than 30 days before its effective date except as otherwise provided by the agency for good cause found and published with the rule. 3 Good cause exists as the final rule implements changes that affect internal agency management, organization and procedure that do not require a delayed effective date. B. Regulatory Flexibility Act The Regulatory Flexibility Act requires the Commission to consider whether the regulations it adopts will have a significant economic impact on a substantial number of small entities. 4 The Commission is obligated to conduct a regulatory flexibility analysis for any rule for which the agency publishes a general notice of proposed rulemaking pursuant to Section 553(b) of the Administrative Procedure Act or any other law. 5 This rulemaking is excepted from the public rulemaking provisions of the Administrative Procedure Act. 6 Accordingly, the Commission is not required to conduct a regulatory flexibility analysis for this rulemaking. 4 *See* 5 U.S.C. 601 *et seq.* 5 5 U.S.C. 601(2). 6 *See supra* notes 1 and 2. C. Paperwork Reduction Act The Commission may not conduct or sponsor, and a respondent is not required to respond to, a collection of information contained in a rulemaking unless the information collection displays a currently valid control number issued by the Office of Management and Budget

(OMB)pursuant to the Paperwork Reduction Act of 1995 (Paperwork Reduction Act). 7 This final rule does not contain a “collection of information” as defined in the Paperwork Reduction Act 8 and, therefore, is not subject to the requirements of the Paperwork Reduction Act. 7 *See* 44 U.S.C. 3501 *et seq.* 8 “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes Agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. D. Cost-Benefit Considerations Section 15(a) of the Commodity Exchange Act provides that, before promulgating a regulation under this Act or issuing an order, the Commission shall consider the costs and benefits of the action of the Commission. 9 These rules govern internal agency organization, procedure, and practice, and therefore the Commission finds that none of the considerations enumerated in Section 15(a)(2) of the Commodity Exchange Act are applicable to these rules. 10 9 7 U.S.C. 19(a). 10 Section 15(a)(2) of the Commodity Exchange Act, 7 U.S.C. 19(a)(2), specifies that such costs and benefits shall be evaluated in light of five broad areas of market and public concern: Protection of market participants and the public; efficiency, competitiveness, and financial integrity of futures markets; price discovery; sound risk management practices; and other public interest considerations. E. Congressional Review Act This final rule is not a rule as defined in the Congressional Review Act. 11 11 *See* 5 U.S.C. 801-808. List of Subjects 17 CFR Part 1 Banks, banking, Brokers, Commodity futures, Consumer protection. Reporting and recordkeeping requirements, Savings associations, Swaps. 17 CFR Part 3 Administrative practice and procedure, Commodity futures, Reporting and recordkeeping requirements. 17 CFR Part 5 Commodity futures, Consumer protection, Foreign currencies, Reporting and recordkeeping requirements, Securities, Trade practices. 17 CFR Part 9 Administrative practice and procedure, Reporting and recordkeeping requirements. 17 CFR Part 10 Administrative practice and procedure, Authority delegations (Government agencies), Swaps. 17 CFR Part 11 Administrative practice and procedure, Investigations. 17 CFR Part 12 Administrative practice and procedure, Consumer protection. 17 CFR Part 13 Administrative practice and procedure. 17 CFR Part 14 Administrative practice and procedure, Lawyers. 17 CFR Part 15 Brokers, Reporting and recordkeeping requirements. 17 CFR Part 16 Reporting and recordkeeping requirements. 17 CFR Part 17 Brokers, Reporting and recordkeeping requirements. 17 CFR Part 18 Reporting and recordkeeping requirements. 17 CFR Part 20 Administrative practice and procedure, Reporting and recordkeeping requirements. 17 CFR Part 23 Authority delegations (Government agencies), Banks, banking, Foreign banking, Foreign currencies, Freedom of information, Investments, Reporting and recordkeeping requirements, Securities, Swaps, Trade practices. 17 CFR Part 30 Consumer protection, Fraud. 17 CFR Part 31 Consumer protection, Currency, Fraud, Gold, Reporting and recordkeeping requirements, Silver. 17 CFR Part 37 Commodity futures, Reporting and recordkeeping requirements, Swaps. 17 CFR Part 41 Brokers, Reporting and recordkeeping requirements, Securities. 17 CFR Part 43 Consumer protection, Reporting and recordkeeping requirements, Swaps. 17 CFR Part 45 Swaps. 17 CFR Part 46 Swaps. 17 CFR Part 49 Administrative practice and procedure, Reporting and recordkeeping requirements. 17 CFR Part 140 Authority delegations (Government agencies), Organization and functions (Government agencies). 17 CFR Part 142 Claims, Government employees. 17 CFR Part 144 Administrative practice and procedure, Courts, Government employees. 17 CFR Part 145 Conflicts of interest, Freedom of information. 17 CFR Part 146 Privacy. 17 CFR Part 147 Sunshine Act. 17 CFR Part 148 Claims, Equal access to justice, Lawyers. 17 CFR Part 149 Administrative practice and procedure, Civil rights, Equal employment opportunity, Federal buildings and facilities, Individuals with disabilities. 17 CFR Part 150 Cotton, Grains. 17 CFR Part 155 Brokers, Reporting and recordkeeping requirements. 17 CFR Part 160 Administrative practice and procedure, Brokers, Consumer protection, Privacy, Reporting and recordkeeping requirements. 17 CFR Part 162 Administrative practice and procedure, Brokers, Privacy, Reporting and recordkeeping requirements. 17 CFR Part 165 Administrative practice and procedure, Government employees, Investigations, Whistleblowing. 17 CFR Part 170 Authority delegations (Government agencies), Commodity futures, Reporting and recordkeeping requirements. 17 CFR Part 171 Administrative practice and procedure. PART 1—GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT 1. The authority citation for part 1 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 6s, 7, 7a-1, 7a-2, 7b, 7b-3, 8, 9, 10a, 12, 12a, 12c, 13a, 13a-1, 16, 16a, 19, 21, 23, and 24 (2012). §§ 1.12, 1.17, 1.20, 1.26, 1.35, 1.52, 1.65, 1.66, 1.70, and Appendix B [Amended] 2. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 1.12(g)(3) Director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.17(c)(6)(ii)(A) Director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.17(c)(6)(ii)(C) Director of the Division and Clearing and Intermediary Oversight Director of the Market Participants Division 1.17(c)(6)(ii)(D) Director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.17(c)(6)(iii)(B) Director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20(d)(2) The written acknowledgement must be in the form as set out in Appendix A to this part The written acknowledgement must be in the form as set out in Appendix A to § 1.20. 1.20(d)(3)(i) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20(d)(3)(i) director's designees Director's designees 1.20(d)(3)(ii) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20(d)(5) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20(d)(5) director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.20(d)(5) directors' designees Directors' designees 1.20(d)(6) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20(d)(6) director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.20(d)(6) directors' designees Directors' designees 1.20(g)(4)(ii) The written acknowledgement must be in the form as set out in appendix B to this part The written acknowledgement must be in the form as set out in Appendix B to § 1.20. 1.20(g)(4)(iv) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20(g)(4)(iv) director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.20(g)(4)(iv) directors' designees Directors' designees 1.20, Appendix A director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20, Appendix A director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.20, Appendix A directors' designees Directors' designees 1.20, Appendix B director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.20, Appendix B director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.20, Appendix B directors' designees Directors' designees 1.26, Appendix A director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.26, Appendix A director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.26, Appendix A directors' designees Directors' designees 1.26, Appendix B director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.26, Appendix B director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 1.26, Appendix B directors' designees Directors' designees 1.35(a)(9)(iii) Director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 1.35(a)(9)(iii) Director may designate from time to time Director may designate 1.52(c)(2)(iii)(B) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.52(c)(2)(iii)(C) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.52(d)(2)(ii)(G)( *2* ) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.52(d)(2)(ii)(G)( *3* ) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.52(d)(2)(ii)(G)( *3* ) Division of Swap Dealer and Intermediary's Market Participants Division's 1.52(d)(2)(iii)(D) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.52(f)(2) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.65(d) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.65(e) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.65(e) may designate from time to time, may designate, 1.66(b)(5)(ii) Division of Swap Dealer and Intermediary Oversight Market Participants Division 1.70(a)(2) Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters 1.70(b)(3) Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters 1.70(d) Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters Appendix B to Part 1(c) Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters PART 3—REGISTRATION 3. The authority citation for part 3 continues to read as follows: Authority: 5 U.S.C. 552, 552b; 7 U.S.C. 1a, 2, 6a, 6b, 6b-1, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6m, 6n, 6o, 6p, 6s, 8, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21, and 23. §§ 3.3, 3.22, 3.33, 3.50, 3.55, 3.56, 3.63, 3.70, 3.75, and Appendix A [Amended] 4. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 3.3(h) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.3(h) Director may designate from time to time Director may designate 3.22 Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.33(e) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.33(e) Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters 3.50(c) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.50(c) at the Commission's Washington, DC office, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters 3.50(d) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.55(e)(2) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.56(e)(2) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.63 Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.70(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.70(a) Washington, DC office Washington, DC headquarters 3.70(a) (Attn: Deputy Director, Registration and Compliance Branch, Division of Swap Dealer and Intermediary Oversight Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581) (Attn: Deputy Director, Registration and Compliance Branch, Market Participants Division). 3.75(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division 3.75(a) has been delegated to him has been delegated to them Appendix A to Part 3, Footnote 2 from the Contract Markets Section of the Commission's Division of Swap Dealer and Intermediary Oversight Commission staff PART 5—OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS 5. The authority citation for part 5 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6m, 6n, 6o, 8, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21, and 23. §§ 5.6, 5.20, and 5.23 [Amended] 6. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 5.6(f)(3) Division of Swap Dealer and Intermediary Oversight Market Participants Division 5.6(h) Division of Swap Dealer and Intermediary Oversight Market Participants Division 5.6(h) at the Commission's principal office in Washington, DC at the Commission's Washington, DC headquarters 5.20(d) (heading) *Division of Swap Dealer and Intermediary Oversight* *Market Participants Division* 5.20(d) Division of Swap Dealer and Intermediary Oversight Market Participants Division 5.23(f) Deputy Director, Registration and Compliance Section Deputy Director, Registration and Compliance Branch 5.23(f) Division of Swap Dealer and Intermediary Oversight Market Participants Division 5.23(f) Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters PART 9—RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS 7. The authority citation for part 9 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 6b-1, 6c, 7, 7a-2, 7b-3, 8, 9, 9a, 12, 12a, 12c, 13b, 16a, 18, 19, and 21. §§ 9.2, 9.4, 9.26, and 9.31 [Amended] 8. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 9.2(h) Division of Swap Dealer and Intermediary Oversight and Division of Clearing and Risk Market Participants Division and/or the Division of Clearing and Risk 9.4(a) or by mail to: Proceedings Clerk, Office of Proceedings, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581 or by mail to the Proceedings Clerk, Office of Proceedings at the Commission's Washington, DC headquarters 9.26 Division of Market Oversight and/or the Division of Swap Dealer and Intermediary Oversight and Division of Clearing and Risk Division of Market Oversight, Market Participants Division, and the Division of Clearing and Risk 9.31(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division PART 10—RULES OF PRACTICE 9. The authority citation in part 10 continues to read as follows: Authority: Pub. L. 93-463, sec. 101(a)(11), 88 Stat. 1391; 7 U.S.C. 2(a)(12). §§ 10.2, 10.4, 10.10, 10.12, and 10.106 [Amended] 10. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 10.2(i) that member of the Commission's staff designated as such in the Commission's Office of Proceedings any member of the Commission's staff designated as such by the Director of the Office of Proceedings 10.4 Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 the Commission's Washington, DC headquarters 10.10(a)(1)(iii) Deputy General Counsel for Opinions and Review Deputy General Counsel for Litigation, Enforcement, and Adjudication 10.10(a)(1)(iii) Office of General Counsel Office of the General Counsel 10.12(d)(1) to Proceedings Clerk, Office of Proceedings, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 to the Proceedings Clerk, Office of Proceedings at the Commission's Washington, DC headquarters 10.106(b)(3) Nothwithstanding Notwithstanding PART 11—RULES RELATED TO INVESTIGATIONS 11. The authority citation for part 11 continues to read as follows: Authority: 7 U.S.C. 4a(j), 9, 12, 12a(5) and 15. §§ 11.2 and 11.7 and Appendix A [Amended] 12. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: 11.2(b) Program Coordinator Principal Deputy Director 11.2(b) Regional Counsel Deputy Regional Counsel 11.7(a) Program Coordinator Principal Deputy Director 11.7(a) Regional Counsel of the Division of Enforcement, or a Regional Director of the Commission Deputy Regional Counsel of the Division of Enforcement Appendix A Program Coordinator Principal Deputy Director Appendix A Regional Counsel of the Division, or a Regional Director of the Commission Deputy Regional Counsel of the Division of Enforcement Appendix A Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 at the Commission's Washington, DC headquarters PART 12—RULES RELATING TO REPARATIONS 13. The authority citation for part 12 continues to read as follows: Authority: 7 U.S.C. 2(a)(12), 12a(5), and 18. §§ 12.2, 12.11, 12.13, 12.18, and 12.407 [Amended] 14. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 12.3 Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 the Commission's Washington, DC headquarters. 12.11(f) Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 12.407(c)(1) Statisfaction Satisfaction 15. Section 12.2 is amended by revising the definition of “Proceedings Clerk.” The addition and revision read as follows: § 12.2 Definitions. *Proceedings Clerk* means any member of the Commission's staff designated as such by the Director of the Office of Proceedings; 16. In § 12.13, paragraph (b)(3) is revised to read as follows: § 12.13 Complaint; election of procedure.

(b)* * *

(3)*Time and place of filing of complaint.* A complaint shall be filed by delivering a copy thereof, in proper form to the Office of Proceedings at the Commission's Washington, DC headquarters. The complaint may be filed in person, during normal business hours, or by certified mail, or registered mail with return receipt requested. The complaint shall not be served on any person or party named therein. Upon the filing of the complaint and the appropriate filing fee, the Proceedings Clerk shall assign a docket number to the matter and shall maintain the official docket. 17. In § 12.18, paragraph

(e)is revised to read as follows: § 12.18 Answer; election of procedure.

(e)*Time and place of filing an answer.* An answer shall be filed by delivering a copy thereof, in proper form to the Office of Proceedings at the Commission's Washington, DC headquarters. The answer may be filed in person, during normal business hours, or by certified mail, or registered mail with return receipt requested. PART 13—PROCEDURES FOR PETITIONS OF RULEMAKING 18. The authority citation for part 13 continues to read as follows: Authority: 7 U.S.C. 2(a)(12). § 13.1 [Amended] 19. In § 13.1, remove “Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581” and add “at the Commission's Washington, DC headquarters” in its place. PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE 20. The authority citation for part 14 continues to read as follows: Authority: Pub. L. 93-463, sec. 101(a)(11), 88 Stat. 1391, 7 U.S.C. 4a(j). § 14.9 [Amended] 21. In § 14.9, remove “at Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581” and add “at the Commission's Washington, DC headquarters” in its place. PART 15—REPORTS—GENERAL PROVISIONS 22. The authority citation for part 15 continues to read as follows: Authority: 7 U.S.C. 2, 5, 6a, 6c, 6f, 6g, 6i, 6k, 6m, 6n, 7, 7a, 9, 12a, 19, and 21, as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376 (2010). §§ 15.05 and 15.06 [Amended] 23. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 15.05(d) at Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 15.05(g) at Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 15.05(i)(2) at Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 15.06(a) Director of the Division of Market Oversight, to be exercised by such Director or by such other employee or employees of such Director as designated from time to time by the Director Director of the Division of Data, to be exercised by such Director or by such other employee or employees of such Director as designated, and in consultation with the Director of the Division of Market Oversight PART 16—REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES 24. The authority citation for part 16 continues to read as follows: Authority: 7 U.S.C. 2, 6a, 6c, 6g, 6i, 7, and 7b-3. § 16.07 [Amended] 25. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 16.07 (section heading) Office of Data and Technology Division of Data 16.07(a) Office of Data and Technology Division of Data 16.07(a) designate from time to time designate 16.07(a) designated from time to time designated 16.07(a) paragraph

(d)of this section to the Director of the Division of Market Oversight, paragraph

(d)of this section to the Director of the Division of Data, 16.07(b) to, with the concurrence of the Director of the Division of Market Oversight or the Director's delegate, determine to determine 16.07(c) to, with the concurrence of the Director of the Division of Market Oversight or the Director's delegate, approve to approve PART 17—REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS 26. The authority citation for part 17 continues to read as follows: Authority: 7 U.S.C. 2, 6a, 6c, 6d, 6f, 6g, 6i, 6t, 7, 7a, and 12a. § 17.03 [Amended] 27. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 17.03 (section heading) Office of Data and Technology Division of Data 17.03 introductory text Office of Data and Technology Division of Data 17.03 introductory text designated from time to time designated 17.03(a) Office of Data and Technology Division of Data 17.03(b) Office of Data and Technology Division of Data 17.03(c) Office of Data and Technology Division of Data 17.03(d) Office of Data and Technology Division of Data 17.03(e) Office of Data and Technology Division of Data 17.03(e) designate from time to time, designate, 17.03(f) Office of Data and Technology Division of Data 17.03(f) designate from time to time, designate, 17.03(g) Division of Market Oversight Division of Data 17.03(h) Division of Market Oversight Division of Data 17.03(i) Director of the Office of Data and Technology Director of the Division of Data PART 18—REPORTS BY TRADERS 28. The authority citation for part 18 continues to read as follows: Authority: 7 U.S.C. 2, 4, 5, 6a, 6c, 6f, 6g, 6i, 6k, 6m, 6n, 6t, 12a, and 19. § 18.03 [Amended] 29. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 18.03(a) designate from time to time. designate. 18.03(b) designate from time to time. designate. 18.03(b) Office of Data and Technology Division of Data 18.03(c) Office of Data and Technology Division of Data PART 20—LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS 30. The authority citation for part 20 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6c, 6f, 6g, 6t, 12a, 19. § 20.8 [Amended] 31. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 20.8(a) designate from time to time, designate, 20.8(b) Director of the Division of Market Oversight Director of the Division of Data, in consultation with the Director of the Division of Market Oversight 20.8(b) designate from time to time, designate, 20.8(c) designate from time to time, designate, 20.8(c) Office of Data and Technology Division of Data 20.8(d) Office of Data and Technology, with the concurrence of the Director of the Division of Market Oversight, or such other employee or employees as the Directors each may designate from time to time Division of Data, or such other employee or employees as the Director may designate 20.8(e) Office of Data and Technology Division of Data PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS 32. The authority citation for part 23 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 6, 6a, 6b, 6b-1, 6c, 6p, 6r, 6s, 6t, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21. Section 23.160 also issued under 7 U.S.C. 2(i); Sec. 721(b), Pub. L. 111-203, 124 Stat. 1641 (2010). §§ 23.23, 23.102, 23.160 and 23.206 [Amended] 33. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 23.23(g)(8) Division of Swap Dealer and Intermediary Oversight Market Participants Division 23.23(g)(8) designate from time to time, designate, 23.102(e)(3) Division of Swap Dealer and Intermediary Oversight Market Participants Division 23.160(c)(7) Division of Swap Dealer and Intermediary Oversight Market Participants Division 23.160(c)(7) designate from time to time, designate, 23.206 (section heading) Division of Swap Dealer and Intermediary Oversight Market Participants Division 23.206(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division 23.206(a) designate from time to time, designate, 23.206(b) Division of Swap Dealer and Intermediary Oversight Market Participants Division PART 30—FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS 34. The authority citation for part 30 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 6, 6c, and 12a, unless otherwise noted. §§ 30.7 and 30.13 and Appendix E and F [Amended] 35. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 30.7(d)(3)(i) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 30.7(d)(3)(i) director's designees Director's designees 30.7(d)(3)(ii) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 30.7(d)(3)(ii) director's designees Director's designees 30.7(d)(5) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 30.7(d)(5) director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 30.7(d)(5) directors' designees Directors' designees 30.7(d)(6) director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 30.7(d)(6) director of the Division of Clearing and Risk Director of the Division of Clearing and Risk 30.7(d)(6) directors' designees Directors' designees 30.13(f)(1) Office of General Counsel Office of the General Counsel 30.13(n) Office of General Counsel Office of the General Counsel 30.13(o) Director of Market Oversight or his designee, Director of the Division of Market Oversight or their designee, 30.13(o) the General Counsel or his designee the General Counsel or their designee Appendix E director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division Appendix E director of the Division of Clearing and Risk Director of the Division of Clearing and Risk Appendix E directors' designees Directors' designees Appendix F director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division Appendix F director of the Division of Clearing and Risk Director of the Division of Clearing and Risk Appendix F directors' designees Directors' designees PART 31—LEVERAGE TRANSACTIONS 36. The authority citation for part 31 continues to read as follows: Authority: 7 U.S.C. 12a and 23, unless otherwise noted. 37. In § 31.13, revise paragraph

(n)and the undesignated text following paragraph (n)(1) to read as follows: § 31.13 Financial reports of leverage transaction merchants.

(n)* * *

(1)Until such time as the Commission orders, otherwise, the Commission hereby delegates to the Director of the Market Participants Division or their designee the authority to perform all functions reserved to the Commission in this section.

(2)The Director of the Market Participants Division may submit to the Commission for its consideration any matter which has been delegated to them pursuant to paragraph (n)(1) of this section. §§ 31.14, 31.28 and Appendix A [Amended] 38. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 31.14(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division 31.28(j) give telegraphic notice of that event to the principal office of the Commission in Washington, DC give electronic notice of that event to *MPDAlerts@cftc.gov* Appendix A attention of the Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Commission at its Washington, DC headquarters, Attn: Financial Management Branch PART 37—SWAP EXECUTION FACILITIES 39. The authority citation for part 37 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a-2, 7b-3, and 12a, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376. § 37.3 [Amended] 40. In § 37.3(h), remove “General Counsel's delegate” and add “General Counsel's designee” in its place. PART 41—SECURITY FUTURES PROJECTS 41. The authority citation for part 41 continues to read as follows: Authority: Sections 206, 251 and 252, Pub. L. 106-554, 114 Stat. 2763, 7 U.S.C. 1a, 2, 6f, 6j, 7a-2, 12a; 15 U.S.C. 78g(c)(2). 42. Amend § 41.3 by revising paragraph

(d)to read as follows: § 41.3 Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.

(d)An application for an order must be submitted to the Director of the Market Participants Division, at the Commission's Washington, DC headquarters if in paper form, or to *MPDletters@cftc.gov* if submitted via electronic mail. PART 43—REAL-TIME PUBLIC REPORTING 43. The authority citation for part 43 continues to read as follows: Authority: 7 U.S.C. 2(a), 12a(5) and 24a, as amended by Pub. L. 111-203, 124 Stat. 1376 (2010). 44. In § 43.3, revise paragraph (e)(1)(ii) to read as follows: § 43.3 Method and timing for real-time public reporting.

(e)* * *

(1)* * *

(ii)*Notification of failure to timely correct.* If the swap execution facility, designated contract market, or reporting counterparty will, for any reason, fail to timely correct an error, the swap execution facility, designated contract market, or reporting counterparty shall notify the Director of the Division of Data, or such other employee or employees of the Commission as the Director may designate. The notification shall be in the form and manner, and according to the instructions, specified by the Director of the Division of Data in concurrence with the Director of the Division of Market Oversight, or such other employee or employees of the Commission as the respective Director may designate. Unless otherwise instructed by the Director of the Division of Data, or such other employee or employees of the Commission as the Director may designate from time to time, the notification shall include an initial assessment of the scope of the error or errors that were discovered, and shall include any initial remediation plan for correcting the error or errors, if an initial remediation plan exists. This notification shall be made within 12 hours of the swap execution facility's, designated contract market's, or reporting counterparty's determination that it will fail to timely correct the error. § 43.7 [Amended] 45. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 43.7(a) the Director of the Division of Market Oversight the Director of the Division of Data 43.7(a) designate from time to time designate 43.7(b) The Director of the Division of Market Oversight may The Director of the Division of Data may PART 45—SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS 46. The authority citation for part 45 continues to read as follows: Authority: 7 U.S.C. 6r, 7, 7a-1, 7b-3, 12a, and 24a, as amended by Title VII of the Wall Street Reform and Consumer Protection Act of 2010, Pub. L. 111-203, 124 Stat. 1376 (2010), unless otherwise noted. 47. In § 43.14, revise paragraph (a)(1)(ii) to read as follows: §§ 45.14 Correcting errors in swap data and verification of swap data accuracy.

(a)* * *

(1)* * *

(a)introductory text, (a)(4),

(b)introductory text, and (b)(4) to read as follows: § 45.15 Delegation of authority.

(a)*Delegation of authority to the Director of the Division of Data.* The Commission hereby delegates to its Director of the Division of Data, until the Commission orders otherwise, the authority set forth in paragraph

(a)of this section, to be exercised by the Director of the Division of Data or by such other employee or employees of the Commission as may be designated by the Director of the Division of Data. The Director of the Division of Data may submit to the Commission for its consideration any matter which has been delegated in this paragraph. Nothing in this paragraph prohibits the Commission, at its election, from exercising the authority delegated in this paragraph. The authority delegated to the Director of the Division of Data by this paragraph

(a)shall include:

(4)The Director of the Division of Data shall publish in the **Federal Register** and on the website of the Commission the format, data schema, electronic data transmission methods and procedures, and dates and times for reporting acceptable to the Commission with respect to swap data reporting pursuant to § 45.11.

(b)*Delegation of authority to the Director of the Division of Data.* The Commission hereby delegates to the Director of the Division of Data, until the Commission orders otherwise, the authority set forth in § 45.13(a)(1), to be exercised by the Director of the Division of Data or by such other employee or employees of the Commission as may be designated by the Director of the Division of Data. The Director of the Division of Data may submit to the Commission for its consideration any matter which has been delegated pursuant to this paragraph. Nothing in this paragraph prohibits the Commission, at its election, from exercising the authority delegated in this paragraph. The authority delegated to the Director of the Division of Data by this paragraph

(b)shall include:

(4)The Director of the Division of Data shall publish from time to time in the **Federal Register** and on the website of the Commission the technical specifications for swap data reporting pursuant to § 45.13(a)(1). PART 46—SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS 49. The authority citation for part 46 continues to read as follows: Authority: Title VII, sections 723 and 729, Pub. L. 111-203, 124 Stat. 1738. 50. Amend § 46.8 by: a. Revising paragraph

(c)introductory text; and b. In paragraph (d), removing the term “Chief Information Officer” and adding, in its place, the term, “Director of the Division of Data”. The revision reads as follows: § 46.8 Data reporting for swaps in a swap asset class not accepted by any swap data repository.

(c)Delegation of authority to the Director of the Division of Data: The Commission hereby delegates to its Director of the Division of Data, until the Commission orders otherwise, the authority set forth in this paragraph (c), to be exercised by the Director of the Division of Data or by such other employee or employees of the Commission as may be designated by the Director of the Division of Data. The Director of the Division of Data may submit to the Commission for its consideration any matter which has been delegated in this paragraph. Nothing in this paragraph prohibits the Commission, at its election, from exercising the authority delegated in this paragraph. The authority delegated to the Director of the Division of Data by paragraph

(c)of this section shall include: PART 49—SWAP DATA REPOSITORIES 51. The authority citation for part 49 continues to read as follows: Authority: 7 U.S.C. 1a, 2(a), 6r, 12a, and 24a, as amended by Title VII of the Wall Street Reform and Consumer Protection Act of 2010, Pub. L. 111-203, 124 Stat. 1376 (Jul. 21, 2010), unless otherwise noted. 52. § 49.31 is revised to read as follows: § 49.31 Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.

(a)The Commission hereby delegates, until such time as the Commission orders otherwise, the following functions to the Director of the Division of Market Oversight and to such members of the Commission staff acting under their direction as they may designate:

(1)All functions reserved to the Commission in § 49.5.

(2)All functions reserved to the Commission in § 49.12.

(3)All functions reserved to the Commission in § 49.13.

(4)All functions reserved to the Commission in § 49.16.

(5)All functions reserved to the Commission in § 49.17.

(6)All functions reserved to the Commission in § 49.18.

(7)All functions reserved to the Commission in § 49.22.

(8)All functions reserved to the Commission in § 49.23.

(9)All functions reserved to the Commission in § 49.24

(10)All functions reserved to the Commission in § 49.25.

(11)All functions reserved to the Commission in § 49.29.

(12)All functions reserved to the Commission in § 49.30.

(b)The Commission hereby delegates, until such time as the Commission orders otherwise, the following functions to the Director of the Division of Data and to such members of the Commission staff acting under their direction as they may designate:

(1)All functions reserved to the Commission in § 49.9.

(2)All functions reserved to the Commission in § 49.10.

(c)The Director of the Division of Market Oversight, and, separately, the Director of the Division of Data may submit to the Commission for its consideration any matter that has been delegated under this section.

(d)Nothing in this section may prohibit the Commission, at its election, from exercising the authority delegated in this section. PART 140—ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION 53. The authority citation for part 140 continues to read as follows: Authority: 7 U.S.C. 2(a)(12), 12a, 13(c), 13(d), 13(e), and 16(b). §§ 140.2, 140.11, 140.13, 140.24, 140.72, 140.73, 140.75, 140.76, 140.91, 140.92, 140.93, 140.94, 140.95, 140.96, and 140.99 [Amended] 54. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 140.2 section heading regional coordinator Regional Administrator 140.2(a) 140 Broadway, New York, New York, 10005 290 Broadway, 6th Floor, New York, NY 10007 140.2(b) 525 West Monroe Street, Suite 1100, Chicago, Illinois 60661 77 W. Jackson Blvd., Suite 800, Chicago, IL 60604 140.2(c) Two Emanuel Cleaver II Blvd., Suite 300, Kansas City, Missouri 64112 2600 Grand Blvd, Suite 210, Kansas City, MO 64108 140.2 Regional Coordinator Regional Administrator 140.11(a) principal offices of the commission Commission headquarters 140.11(a) the Chairman, the Vice-Chairman, and the Chairman and 140.11(b)(1) the Commission's offices in Washington, DC the Commission's Washington, DC headquarters 140.11(b)(1) General Counsel or his deputy General Counsel or their deputy 140.11(c) Senior Commissioner or at his direction Senior Commissioner or at their direction 140.13 until such time as his appointment as Chairman until such time as their appointment as Chairman 140.24(a)(4) Executive Director or his delegee Executive Director or their designee 140.24(a)(6) Executive Director or his delegee Executive Director or their designee in consultation with the General Counsel or their designee 140.72(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division 140.72(a) the Director of the Division of Market Oversight, the Director of the Division of Enforcement, the Director of the Division of Market Oversight, the Director of the Division of Data, the Director of the Division of Enforcement, 140.72(a) may designate from time to time may designate 140.72(b) Regional Coordinator Regional Administrator 140.73(a) Division of Swap Dealer and Intermediary Oversight Market Participants Division 140.73(a) may designate from time to time may designate 140.73(a) the Director of the Division of Enforcement, the Director of the Division of Market Oversight, the Director of the Division of Enforcement, the Director of the Division of Data, the Director of the Division of Market Oversight, 140.73(b) his or her their 140.73(b) Director of Market Oversight or in his or her absence each Deputy Director of the Division or for the Director of the Market Surveillance Section to release Director of Market Oversight or in their absence each Deputy Director of the Division to release 140.75 (section heading) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk and to the Director of the Market Participants Division 140.75 Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk and to the Director of the Market Participants Division 140.75 acting under his or her direction as the Director may designate from time to time acting under their direction as either Director may designate 140.75 Director of Trading and Markets or any Commission employee designated by the Director Director of the Division of Clearing and Risk, the Director of the Market Participants Division, or any Commission employee designated by either Director 140.75 Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk or the Director of the Market Participants Division 140.76(a) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight, the General Counsel or any Director of the Division of Clearing and Risk, the Director of the Market Participants Division, the General Counsel, or any Commission employee under their direction as they may designate 140.76(b) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk, the Director of the Market Participants Division 140.91 (section heading) Division of Swap Dealer and Intermediary Oversight Market Participants Division 140.91(a) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight and to such members of the Commission's staff acting under his direction as he may designate from time to time: Director of the Division of Clearing and Risk and to the Director of the Market Participants Division and to such members of the Commission's staff acting under their direction as they may designate: 140.91(a)(13) Any action taken pursuant to the delegation of authority under this paragraph (a)(12) shall be made with the concurrence of the General Counsel or, in his or her absence, a Deputy General Counsel Any action taken pursuant to the delegation of authority under this paragraph (a)(13) shall be made with the concurrence of the General Counsel or, in their absence, a Deputy General Counsel. 140.91(b) The Director of the Division of Clearing and Risk and the Director of the Division Swap Dealer and Intermediary Oversight may submit any matter which has been delegated to him or her The Director of the Division of Clearing and Risk and the Director of the Market Participants Division may submit any matter which has been delegated to them 140.92(a) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight and to such members of the Commission's staff acting under his direction as he may designate Director of the Division of Clearing and Risk and to the Director of the Market Participants Division and to such members of the Commission's staff acting under their direction as they may designate 140.92(b) The Director of the Division of Clearing and Risk and Division Swap Dealer and Intermediary Oversight may submit any matter which has been delegated to him The Director of the Division of Clearing and Risk and the Director of the Market Participants Division may submit any matter which has been delegated to them 140.92(c) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk and to the Director of the Market Participants Division 140.93 section heading Division of Swap Dealer and Intermediary Oversight Market Participants Division 140.93(a) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight and to such members of the Commission's staff acting under his direction as he may designate from time to time Director of the Division of Clearing and Risk and to the Director of the Market Participants Division and to such members of the Commission's staff acting under their direction as they may designate 140.93(b) The Director of the Division of Clearing and Risk and Division Swap Dealer and Intermediary Oversight may submit any matter which has been delegated to him The Director of the Division of Clearing and Risk and the Director of the Market Participants Division may submit any matter which has been delegated to them 140.93(c) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk and the Director of the Market Participants Division 140.94 (section heading) Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk Director of the Market Participants Division and to the Director of the Division of Clearing and Risk 140.94(a) Director of the Division of Swap Dealer and Intermediary Oversight and to such members of the Commission's staff acting under his or her direction as he or she may designate from time to time Director of the Market Participants Division and to such members of the Commission's staff acting under their direction as they may designate 140.94(b) Division of Swap Dealer and Intermediary Oversight Market Participants Division 140.94(c) under his or her direction as he or she may designate from time to time: under their direction as they may designate: 140.94(d) delegated to him or her delegated to them 140.94(e) Division of Swap Dealer and Intermediary Oversight Market Participants Division 140.95(a) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight and to such members of the Commission's staff acting under his direction as he may designate Director of the Division of Clearing and Risk and to the Director of the Market Participants Division and to such members of the Commission's staff acting under their direction as they may designate 140.95(b) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight may submit any matter which has been delegated to him Director of the Division of Clearing and Risk and the Director of the Market Participants Division may submit any matter which has been delegated to them 140.95(c) Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight Director of the Division of Clearing and Risk and to the Director of the Market Participants Division 140.96(a) Director of the Division of Market Oversight or the Director's designee, Director of the Division of Market Oversight or the Director's designee, or the Director of the Division of Data or the Director's designee, 140.96(b) the Director of Swap Dealer and Intermediary Oversight or the Director's designee, and to the Director of the Division of Clearing and Risk or the Director's designee or the Director's designee, with the concurrence of the General Counsel or the General Counsel's designee, the authority to determine to publish, and to publish, in the **Federal Register** , requests for public comment on proposed exchange and self-regulatory organization rule amendments the Director of the Market Participants Division or the Director's designee, and to the Director of the Division of Clearing and Risk or the Director's designee, with the concurrence of the General Counsel or the General Counsel's designee, the authority to determine to publish, and to publish, in the **Federal Register** , requests for public comment on proposed rule amendments by a derivatives clearing organization, designated contract market, swap data repository, swap execution facility, or registered futures association. 140.96(c) Director of the Division of Swap Dealer and Intermediary Oversight or the Director of the Division of Clearing and Risk Director of the Market Participants Division or the Director of the Division of Clearing and Risk or the Director of the Division of Data 140.96(d) Director of the Division of Market Oversight and to the Director of the Division of Swap Dealer and Intermediary Oversight or the Director of the Division of Clearing and Risk Director of the Division of Market Oversight or to the Director of the Market Participants Division or to the Director of the Division of Clearing and Risk or to the Director of the Division of Data 140.99(a)(5) Division of Swap Dealer and Intermediary Oversight, the Division of Clearing and Risk or the Division of Market Oversight Market Participants Division, the Division of Clearing and Risk, the Division of Market Oversight, the Division of Data, or the Office of the General Counsel, or any successor divisions or organizational units, as the context requires 140.99(d)(2)(ii) Director of the Division of Swap Dealer and Intermediary Oversight Director of the Market Participants Division 140.99(d)(2)(ii) Director, Division of Clearing and Risk, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Director of the Division of Clearing and Risk at the Commission's Washington, DC headquarters. 140.99(d)(2)(iii) Director, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Director of the Market Participants Division at the Commission's Washington, DC headquarters. 140.99(d)(2)(iv) or *dsioletters@cftc.gov* (for a request filed with the Division of Swap Dealer and Intermediary Oversight), as appropriate, and a properly signed paper copy of the request must be provided to the Division of Market Oversight, the Division of Clearing and Risk, or the Division of Swap Dealer and Intermediary Oversight, as appropriate, within ten days for purposes of verification of the electronic submission or *dodletters@cftc.gov* (for a request filed with the Division of Data), or *mpdletters@cftc.gov* (for a request filed with the Market Participants Division), as appropriate, and a properly signed paper copy of the request must be provided to the Division of Market Oversight, the Division of Data, the Division of Clearing and Risk, or the Market Participants Division, as appropriate, pursuant to paragraphs (d)(2)(i) through

(iii)of this section, as applicable, within ten days for purposes of verification of the electronic submission. 55. Section 140.99 is further amended by revising paragraph (d)(2)(i) to read as follows: § 140.99 Requests for exemptive, no-action and interpretative letters

(d)* * * (2)(i)(A) A request for a letter relating to the provisions of the Act or the Commission's rules, regulations, or orders issued thereunder governing designated contract markets, registered swap execution facilities, registered swap data repositories, registered foreign boards of trade, the nature of particular transactions and whether they are exempt or excluded from being required to be traded on one of the foregoing entities, made available for trading determinations, position limits, hedging exemptions, the trading of block trades, or position aggregation treatment shall be filed with the Director, Division of Market Oversight, Commodity Futures Trading Commission, at the Commission's Washington, DC headquarters.

(B)A request for a letter regarding the form and manner of data reporting, data standards for reporting, or the content of any trade report or form to be submitted to the Commission, under Parts 15-20, 43, 45, 46, or 49, shall be filed with the Director, Division of Data at the Commission's Washington, DC headquarters. PART 142—INDEMNIFICATION OF CFTC EMPLOYEES 56. The authority citation for part 142 continues to read as follows: Authority: 7 U.S.C. 4a(j). § 142.2 [Amended] 57. In § 142.2(d), remove “Office of General Counsel” and add “Office of the General Counsel” in its place. PART 144—PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT 58. The authority citation for part 144 continues to read as follows: Authority: 5 U.S.C. 301; 7 U.S.C. 4a(j) and 12a(5); 31 U.S.C. 9701, unless otherwise noted. §§ 144.1 and 144.5 [Amended] 59. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 144.1(b) Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters. 144.1(e) National Futures Association, 200 West Madison Street, Suite 1600, Chicago, Illinois 60606 National Futures Association, 300 S Riverside Plaza, Suite 1800, Chicago, IL 60606 144.5(a) Commission's office in Washington, DC Commission's Washington, DC headquarters PART 145—COMMISSION RECORDS AND INFORMATION 60. The authority citation for part 145 continues to read as follows: Authority: Pub. L. 99-570, 100 Stat. 3207; Pub. L. 89-554, 80 Stat. 383; Pub. L. 90-23, 81 Stat. 54; Pub. L. 98-502, 88 Stat. 1561-1564 (5 U.S.C. 552); Sec. 101(a), Pub. L. 93-463, 88 Stat. 1389 (5 U.S.C. 4a(j)); Pub. L. 114-185, 130 Stat. 538; unless otherwise noted. Section 145.5 is also issued under 5 U.S.C. 552, 5 U.S.C. 552b, and secs. 2(a)(11), 4b, 4f, 4g, 5a, 8a, and 17 of the Commodity Exchange Act, 7 U.S.C. 2, 4a(j), 6b, 6f, 6g, 7a, 12a, and 21, as amended, 92 Stat. 865 *et seq.;* secs. 2(a)(1), 4c(a)-(d), 4d, 4f, 4g, 4k, 4m, 4n, 8a, 15 and 17, Commodity Exchange Act (7 U.S.C. 2, 4, 6c(a)-(d), 6f, 6g, 6k, 6m, 6n, 12a, 19 and 21; 5 U.S.C. 552 and 552b); secs. 2(a)(11) and 8 of the Commodity Exchange Act, 7 U.S.C. 4(j) and 12 (1983); secs. 8a(5) and 19 of the Commodity Exchange Act, as amended, 7 U.S.C. 12a(5) and 23 (1982); 5 U.S.C. 552 and 552b. Section 145.6 is also issued under 7 U.S.C. 2, 4, 6, and 12; secs. 2(a)(1), 4c, 4d, 4e, 4f, 4k, 4m, 4n, 4p, 8, 8a and 19 of the Commodity Exchange Act (7 U.S.C. 2 and 4, 6c, 6d, 6e, 6f, 6k, 6m, 6n, 6p, 12, 12a and 23 (1982)); 5 U.S.C. 552 and 552b. Section 145.8 is also issued under 7 U.S.C. 4a(j) and 16a as amended by Pub. L. 97-444, 96 Stat. 2294 (1983), and 5 U.S.C. 552, 552a and 552b. 61. In § 145.0, revise paragraph

(a)to read as follows: § 145.0 Definitions.

(a)*FOIA Compliance Staff* —refers to the Freedom of Information Act compliance staff assigned to respond to requests for information under the Freedom of Information Act. §§ 145.2, 145.6, 145.7, 145.8, and 145.9 and Appendix A [Amended] 62. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 145.2 principal office of the Commission in Washington, DC Commission's Washington, DC headquarters 145.6(b)(1) National Futures Association, 200 West Madison Street, Suite 1600, Chicago, Illinois 60606 National Futures Association, 300 S Riverside Plaza, Suite 1800, Chicago, IL 60606 145.7(b) Office of General Counsel Office of the General Counsel 145.7(c) Office of General Counsel Office of the General Counsel 145.7(f) Office of General Counsel Office of the General Counsel 145.7(g) Office of General Counsel Office of the General Counsel 145.7(h)(1) Compliance Staff FOIA compliance staff 145.7(h)(2) Compliance Staff FOIA compliance staff 145.7(h)(3) Office of General Counsel Office of the General Counsel 145.7(h)(3) Compliance Staff FOIA compliance staff 145.7(i)(2) Office of General Counsel Office of the General Counsel 145.7(i)(2) Compliance Staff FOIA compliance staff 145.7(i)(5) Office of General Counsel Office of the General Counsel 145.7(i)(6) Compliance Staff FOIA compliance staff 145.7(i)(6)(iii) Compliance Staff FOIA compliance staff 145.7(i)(7) Office of General Counsel Office of the General Counsel 145.7(j) Office of General Counsel Office of the General Counsel 145.7(j) Compliance Staff FOIA compliance staff 145.8 Compliance Staff FOIA compliance staff 145.9(d)(2) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts Compliance Office of the General Counsel at the Commission's Washington, DC headquarters, Attn: FOIA compliance staff 145.9(d)(3) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts Compliance FOIA compliance staff 145.9(d)(7) Assistant Secretary FOIA compliance staff 145.9(d)(9) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts Compliance or his or her designee FOIA compliance staff 145.9(d)(9) Assistant Secretary or his or her designee FOIA compliance staff 145.9(e)(1) Assistant Secretary or his or her designee FOIA compliance staff 145.9(e)(1) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts Compliance FOIA compliance staff 145.9(f)(1) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts compliance or his or her designee FOIA compliance staff 145.9(f)(2) Assistant Secretary or his or her designee FOIA compliance staff 145.9(f)(3) Assistant Secretary or his or her designee FOIA compliance staff 145.9(g)(3) Office of General Counsel Office of the General Counsel 145.9(g)(3) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts compliance FOIA compliance staff 145.9(g)(5) Office of General Counsel Office of the General Counsel 145.9(g)(7) Office of General Counsel Office of the General Counsel 145.9(g)(8) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts Compliance FOIA compliance staff 145.9(g)(10) The General Counsel or his or here designee The General Counsel or their designee 145.9(h) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts Compliance FOIA compliance staff Appendix A introductory text Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 the Commission's Washington, DC headquarters Appendix A

(a)(heading) *Office of External Affairs* *Office of Public Affairs* Appendix A,

(d)(heading) *Executive Director, Administrative Services Section* *Chief Administrative Officer, Division of Administration* Appendix A,

(g)(heading) *Division of Swap Dealer and Intermediary Oversight* *Market Participants Division* Appendix A,

(g)National Futures Association, 200 West Madison Street, Suite 1600, Chicago, Illinois 60606 National Futures Association, 300 S Riverside Plaza, Suite 1800, Chicago, IL 60606 63. Section 145.6 is further amended by revising paragraph

(a)to read as follows: § 145.6 Commission offices to contact for assistance; registration records available.

(a)All requests for non-public records shall be made in writing and shall be addressed or otherwise directed to the Office of the General Counsel at the Commission's Washington, DC headquarters, Attn: FOIA Request, or electronically via *foiasubmissions@cftc.gov* . Requests for public records directed to a regional office of the Commission pursuant to § 145.2 should be sent to the Eastern Regional Office, Central Regional Office, or Southwestern Regional Office, as applicable. PART 146—RECORDS MAINTAINED ON INDIVIDUALS 64. The authority citation for part 146 continues to read as follows: Authority: 88 Stat. 1896 (5 U.S.C. 552a), as amended; 88 Stat. 1389 (7 U.S.C. 4a(j)). 65. In § 146.2, revise paragraph

(c)to read as follows: § 146.2 Definitions.

(c)The term *FOIA compliance staff* refers to the Freedom of Information Act compliance staff assigned to respond to requests for information under the Freedom of Information Act; §§ 146.3, 146.4, 146.5, 146.6, 146.8, 146.9, and 146.11 and Appendix A [Amended] 66. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 146.3(a) pertaining to him pertaining to them 146.3(a) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 FOIA compliance staff in the Office of the General Counsel at the Commission's Washington, DC headquarters and clearly marked “Privacy Act request.” 146.4(b) Executive Director General Counsel 146.4(b) his identity their identity 146.4(b) he is familiar with and understands they are familiar with and understand 146.4(b) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 FOIA compliance staff in the Office of the General Counsel at the Commission's Washington, DC headquarters and clearly marked “Privacy Act request.” 146.5(e) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat FOIA compliance staff 146.5(f) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 FOIA compliance staff in the Office of the General Counsel at the Commission's Washington, DC headquarters and clearly marked “Privacy Act request.” 146.6(d) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581, FOIA compliance staff in the Office of the General Counsel at the Commission's Washington, DC headquarters, 146.8(a) pertaining to him pertaining to them 146.8(a) under his name under their name 146.8(a) if he believes if they believe 146.8(a) the FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 the FOIA compliance staff at the Commission's Washington, DC headquarters. 146.8(d) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Chief Privacy Officer at the Commission's Washington, DC headquarters. 146.8(e) Executive Director General Counsel 146.8(f) Executive Director General Counsel 146.8(g) Executive Director General Counsel 146.8(h) Executive Director General Counsel 146.9(c) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 General Counsel, Office of the General Counsel at the Commission's Washington, DC headquarters. 146.9(d) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat General Counsel 146.9(e)(3) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat Chief Privacy Officer 146.11(b) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Chief Privacy Officer at the Commission's Washington, DC headquarters. Appendix A, (5)b. FOI, Privacy and Sunshine Acts compliance staff, Office of Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 FOIA compliance staff at the Commission's Washington, DC headquarters. PART 147—OPEN COMMISSION MEETINGS 67. The authority citation for part 147 continues to read as follows: Authority: Sec. 3(a), Pub. L. 94-409, 90 Stat. 1241 (5 U.S.C. 552b); sec. 101(a)(11), Pub. L. 93-463, 88 Stat. 1391 (7 U.S.C. 4a(j) (Supp. V, 1975)), unless otherwise noted. 68. In § 147.2, revise paragraph

(g)to read as follows: § 147.2 Definitions.

(g)The term *FOIA Compliance staff* refers to the Freedom of Information Act Compliance Staff assigned to respond to requests for information under the Freedom of Information Act. §§ 147.4, 147.5, 147.6, 147.8, and 147.9 [Amended] 69. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 147.4(d)(1) , Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 147.5(h) offices of the FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Office of the Secretariat at the Commission's Washington, DC headquarters. 147.5(i) offices of the FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Office of the Secretariat at the Commission's Washington, DC headquarters. 147.6(c) offices of the FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Office of the Secretariat at the Commission's Washington, DC headquarters. 147.8(a) offices of the FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Office of the Secretariat at the Commission's Washington, DC headquarters. 147.8(b)(1) Assistant Secretary of the Commission for FOI, Privacy and Sunshine Acts compliance after due consultation with the Office of the Commission's General Counsel and the Director of any affected staff division Office of the General Counsel in consultation with the Director of any affected staff division 147.9(b) FOI, Privacy and Sunshine Acts compliance staff, Office of the Secretariat, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Office of the Secretariat at the Commission's Washington, DC headquarters. PART 148—IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION 70. The authority citation for part 148 continues to read as follows: Authority: Equal Access to Justice Act, 5 U.S.C. 504(c)(1) and secs. 2(a)(11) and 8a(5) of the Commodity Exchange Act, 7 U.S.C. 4a(j) and 12a(5), unless otherwise noted. § 148.30 [Amended] 71. In § 148.30, remove “Executive Director of the Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581,” and add “Executive Director at the Commission's Washington, DC headquarters,” in its place. PART 149—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION 72. The authority citation for part 149 continues to read as follows: Authority: 29 U.S.C 794, unless otherwise noted. § 149.170 [Amended] 73. In § 149.170(c), remove “Equal Employment Opportunity Officer, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581” and add “Equal Employment Opportunity Officer at the Commission's Washington, DC headquarters” in its place. PART 150—LIMITS ON POSITIONS 74. The authority citation for part 150 continues to read as follows: Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6c, 6f, 6g, 6t, 12a, and 19, as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376 (2010). § 150.4 [Amended] 75. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 150.4(e)(1) may designate from time to time may designate 150.4(e)(2) may designate from time to time may designate 150.4(e)(2) Office of Data and Technology Division of Data 150.4(e)(3) Office of Data and Technology Division of Data PART 155—TRADING STANDARDS 76. The authority citation for part 155 continues to read as follows: Authority: 7 U.S.C. 6b, 6c, 6g, 6j and 12a, unless otherwise noted. §§ 155.3 and 155.4 [Amended] 77. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 155.2(i)(2) insured ensured 155.2(i)(2) insure ensure 155.3(a)(1) Insure Ensure 155.4(a)(1) Insure Ensure PART 160—PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT 78. The authority citation for part 160 continues to read as follows: Authority: 7 U.S.C. 7b-2 and 12a(5); 15 U.S.C 6801, *et seq.,* and sec. 1093, Pub. L. 111-203, 124 Stat. 1376. § 160.30 [Amended] 79. In § 160.30(a), remove “Insure” and add “Ensure” in its place. PART 162—PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT 80. The authority citation for part 162 continues to read as follows: Authority: Sec. 1088, Pub. L. 111-203; 124 Stat. 1376 (2010). § 162.21 [Amended] 81. In § 162.21(a)(1), remove “Insure” and add “Ensure” in its place. PART 165— 82. The authority citation for part 165 continues to read as follows: Authority: 7 U.S.C. 2, 5, 9, 12a(5), 13a, 13a-1, 13b, and 26. §§ 165.3, 165.7, 165.12, 165.15, and Appendix B [Amended] 83. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 165.3(a)(2) Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Whistleblower Office at the Commission's Washington, DC headquarters. 165.7(b)(1) to the Commission by mail or fax to Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581, by mail or fax to the Whistleblower Office at the Commission's Washington, DC headquarters, 165.12(c) *Office of Customer Education and Outreach* *Office of Public Affairs.* 165.15(a)(2) Office of General Counsel Office of the General Counsel Appendix B under Submission Procedures heading Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters Appendix B, under Submission Procedures heading Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters PART 170—REGISTERED FUTURES ASSOCIATIONS 84. The authority citation for part 170 continues to read as follows: Authority: 7 U.S.C. 6d, 6m, 6p, 6s, 12a, and 21. §§ 170.11 and 170.12 [Amended] 85. For each paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 170.11(a)(5) Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 the Commission's DC headquarters 170.12 (section heading) Division of Swap Dealer and Intermediary Oversight Market Participants Division 170.12 Division of Swap Dealer and Intermediary Oversight Market Participants Division PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS 86. The authority citation for part 171 continues to read as follows: Authority: 7 U.S.C. 4a, 12a and 21, unless otherwise noted. §§ 171.2, 171.3, 171.8, 171.28, and 171.31 [Amended] 87. For each section and paragraph indicated in the left column of the following table, remove the text in the middle column from wherever it appears in the section or paragraph, and add in its place the text indicated in the right column: Section Remove Add 171.2(c) Commission's Opinions Section Office of the General Counsel's Litigation, Enforcement, and Adjudication Section 171.3 principal office headquarters 171.8(a) Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 171.8(b) Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 at the Commission's Washington, DC headquarters 171.28 the Division of Swap Dealer and Intermediary Oversight and the Division of Clearing and Risk or the Division of Market Oversight the Market Participants Division, the Division of Clearing and Risk, the Division of Market Oversight, or the Division of Data 171.31(a) the Division of Swap Dealer and Intermediary Oversight, and the Division of Clearing and Risk or the Division of Market Oversight the Market Participants Division, the Division of Clearing and Risk, the Division of Market Oversight, or the Division of Data Issued in Washington, DC, on August 13, 2024, by the Commission. Robert Sidman Deputy Secretary of the Commission. Note: The following appendix will not appear in the Code of Federal Regulations. Appendix to Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text—Voting Summary Appendix 1—Voting Summary On this matter, Chairman Behnam and Commissioners Johnson, and Goldsmith Romero, Mersinger, and Pham voted in the affirmative. No Commissioner voted in the negative. [FR Doc. 2024-18445 Filed 9-3-24; 8:45 am]

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