Unknown. Final rule
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/register/2020/02/04/2020-01410·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
--- schema: federal-register doc_type: fedreg source_file: FR-2020-02-04.xml --- 85 23 Tuesday, February 4, 2020 Contents Agency Health Agency for Healthcare Research and Quality NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 6190-6197 2020-02057 2020-02112 2020-02116 Supplemental Evidence and Data Request: Cervical Ripening in the Outpatient Setting, 6188-6190 2020-02058 Agricultural Marketing Agricultural Marketing Service PROPOSED RULES Tart Cherries Grown in the States of Michigan, New York, Pennsylvania, Oregon, Utah, Washington, and Wisconsin;
Continuance Referendum, 6102 2020-01983 Agriculture Agriculture Department See Agricultural Marketing Service NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 6141-6142 2020-02113 Antitrust Division Antitrust Division NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 6222 2020-02142 Changes under the National Cooperative Research and Production Act: Medical CBRN Defense Consortium, 6222 2020-02087 Open Source Imaging, 6222-6223 2020-02090 Children Children and Families Administration NOTICES Agency Information Collection Activities;
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Control of Emissions from Production of Pesticides and Herbicides, 6123-6125 2020-02004 Pesticide Petitions Filed for Residues of Pesticide Chemicals in or on Various Commodities (November 2019), 6129-6131 2020-02039 NOTICES Meetings: National Environmental Justice Advisory Council, 6169 2020-02129 Pesticide Maintenance Fee: Product Cancellation Order for Certain Pesticide Registrations, 6157-6165 2020-02047 Pesticide Product Registration: Receipt of Applications for New Active Ingredients (November 2019), 6173-6174 2020-02046 Pesticide Registration Review:
Draft Human Health and/or Ecological Risk Assessments for Several Pesticides, 6154-6155 2020-02041 Pesticide Dockets Opened for Review and Comment, 6155-6156 2020-02098 Proposed Interim Decisions for Several Pesticides, 6165-6166 2020-02099 Requests to Voluntarily Cancel Certain Pesticide Registrations and Amend Registrations to Terminate Certain Uses, 6166-6173 2020-02040 2020-02103 Farm Credit Farm Credit Administration RULES Rules of Practice and Procedure; Adjusting Civil Money Penalties for Inflation, 6023-6025 2020-01410 Federal Aviation Federal Aviation Administration RULES Revocation of Class E Airspace:
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GE Aviation Czech s.r.o. Turboprop Engines, 6110-6115 2020-02005 The Boeing Company Airplanes, 6107-6110 2020-02016 Amendment and Removal of Air Traffic Service
(ATS)Routes: Eastern United States, 6118-6120 2020-02020 Revocation and Amendment of Multiple Air Traffic Service Routes in the Vicinity of Bradford, PA, and Wellsville, NY, 6115-6118 2020-02015 NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Organization Designation Authorization Survey, 6258 2020-02026 Federal Communications Federal Communications Commission NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 6175-6181 2020-02118 2020-02146 2020-02147 2020-02148 2020-02150 2020-02151 Meetings: Open Commission, 6174-6175 2020-02080 Federal Emergency Federal Emergency Management Agency NOTICES Meetings: Board of Visitors for the National Fire Academy, 6211-6212 2020-02132 Federal Energy Federal Energy Regulatory Commission NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 6153-6154 2020-02106 Application: Aquenergy Systems, LLC, 6152-6153 2020-02107 NATCO Products Corp., 6151-6152 2020-02108 Combined Filings, 6149-6151 2020-02109 Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorizations: Orsted US Trading LLC, 6152 2020-02105 Federal Highway Federal Highway Administration NOTICES Agency Information Collection Activities; 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Reopening of Comment Period, 6120-6121 2020-01939 National Oceanic National Oceanic and Atmospheric Administration RULES International Fisheries: Pacific Fisheries; 2019 Commercial Pacific Bluefin Tuna Inseason Actions; Notice of Commercial Pacific Bluefin Tuna 2020 Catch Limit, 6101 2020-01329 PROPOSED RULES Fisheries off West Coast States: West Coast Salmon Fisheries; Rebuilding Chinook Salmon Stocks, 6135-6140 2020-01908 Pacific Island Fisheries: Sea Turtle Limits in the Hawaii Shallow-set Longline Fishery, 6131-6135 2020-02095 NOTICES Permits: Marine Mammals, 6146-6147 2020-02110 National Park National Park Service NOTICES Meetings: Gateway National Recreation Area Fort Hancock 21st Century Advisory Committee, 6221 2020-02073 Tule Springs Fossil Beds National Monument Advisory Council, 6220-6221 2020-02074 Nuclear Regulatory Nuclear Regulatory Commission PROPOSED RULES Retrospective Review of Administrative Requirements, 6103-6106 2020-02025 NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Survey of NRC's Materials Licensees, 6225-6231 2020-02135 Applications and Amendments to Facility Operating Licenses and Combined Licenses Involving Proposed No Significant Hazards Considerations, 6231-6236 2020-00931 Pension Benefit Pension Benefit Guaranty Corporation RULES Miscellaneous Corrections, Clarifications, and Improvements, 6046-6064 2020-01628 Personnel Personnel Management Office NOTICES Excepted Service, 6236-6239 2020-02033 Securities Securities and Exchange Commission RULES Cross-Border Application of Certain Security-Based Swap Requirements, 6270-6354 2019-27760 Risk Mitigation Techniques for Uncleared Security-Based Swaps, 6359-6417 2019-27762 NOTICES Application: FS Energy and Power Fund and FS/EIG Advisor, LLC, 6242-6244 2020-02032 Designation of Certain Jurisdictions as Listed Jurisdictions for Purposes of Applying the Security-Based Swap Dealer De Minimis Exception, etc., 6355-6358 2019-27761 Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc., 6240-6241, 6246-6252 2020-02048 2020-02049 Financial Industry Regulatory Authority, Inc., 6252-6254 2020-02050 New York Stock Exchange LLC, 6254 2020-02052 The Nasdaq Stock Market LLC, 6244-6245 2020-02051 Small Business Small Business Administration PROPOSED RULES Regulatory Reform Initiative: Government Contracting Programs, 6106-6107 2020-01990 NOTICES Disaster Declarations: Mississippi, 6254-6255 2020-02127 Meetings: National Small Business Development Centers Advisory Board, 6255 2020-02081 Social Social Security Administration NOTICES Social Security Acquiescence Ruling: Hicks v. Commissioner of Social Security, 6255-6256 2020-02114 State Department State Department NOTICES United States Proposals and Positions for the U.S. Delegation to the 2020 World Telecommunication Standardization Assembly, 6256-6258 2020-02216 Transportation Department Transportation Department See Federal Aviation Administration See Federal Highway Administration See Federal Motor Carrier Safety Administration See Federal Railroad Administration Security Transportation Security Administration RULES Arrival Restrictions Applicable to Flights Carrying Persons Who Have Recently Traveled from or were otherwise present within the People's Republic of China, 6044-6045 2020-02318 Treasury Treasury Department See Internal Revenue Service Customs U.S. Customs and Border Protection RULES Arrival Restrictions Applicable to Flights Carrying Persons Who Have Recently Traveled from or were otherwise present within the People's Republic of China, 6044-6045 2020-02318 Veteran Affairs Veterans Affairs Department NOTICES Loan Guaranty: Specially Adapted Housing Assistive Technology Grant Program, 6264-6268 2020-02115 Separate Parts In This Issue Part II Securities and Exchange Commission, 6270-6417 2019-27760 2019-27762 2019-27761 Reader Aids Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, and notice of recently enacted public laws. To subscribe to the Federal Register Table of Contents electronic mailing list, go to https://public.govdelivery.com/accounts/USGPOOFR/subscriber/new, enter your e-mail address, then follow the instructions to join, leave, or manage your subscription. 85 23 Tuesday, February 4, 2020 Rules and Regulations FARM CREDIT ADMINISTRATION 12 CFR Part 622 RIN 3052-AD41 Rules of Practice and Procedure; Adjusting Civil Money Penalties for Inflation AGENCY: Farm Credit Administration. ACTION: Final rule. SUMMARY: This regulation implements inflation adjustments to civil money penalties
(CMPs)that the Farm Credit Administration
(FCA)may impose or enforce pursuant to the Farm Credit Act of 1971, as amended (Farm Credit Act), and pursuant to the Flood Disaster Protection Act of 1973, as amended by the National Flood Insurance Reform Act of 1994, and further amended by the Biggert-Waters Flood Insurance Reform Act of 2012 (Biggert-Waters Act) (collectively FDPA, as amended). DATES: *Effective date:* This regulation is effective on February 4, 2020. *Applicability date:* The inflation-adjusted CMP were applicable beginning January 15, 2020. FOR FURTHER INFORMATION CONTACT: Paul K. Gibbs, Associate Director, Office of Regulatory Policy, Farm Credit Administration,
(703)883-4203, TTY
(703)883-4056, or Autumn R. Agans, Senior Attorney, Office of General Counsel, Farm Credit Administration,
(703)883-4082, TTY
(703)883-4056. SUPPLEMENTARY INFORMATION: I. Objective The objective of this regulation is to adjust the maximum CMPs for inflation through a final rulemaking to retain the deterrent effect of such penalties. II. Background A. *Introduction* The Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996 (1996 Act) and the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (2015 Act) (collectively, 1990 Act, as amended), requires all Federal agencies with the authority to enforce CMPs to evaluate and adjust, if necessary, those CMPs each year to ensure that they continue to maintain their deterrent value and promote compliance with the law. Section 3(2) of the 1990 Act, as amended, defines a civil monetary penalty 1 as any penalty, fine, or other sanction that:
(1)Either is for a specific monetary amount as provided by Federal law or has a maximum amount provided for by Federal law;
(2)is assessed or enforced by an agency pursuant to Federal law; and
(3)is assessed or enforced pursuant to an administrative proceeding or a civil action in the Federal courts. 2 1 *Note:* While the 1990 Act, as amended by 1996 and 2015 Acts, uses the term “civil monetary penalties” for these penalties or other sanctions, the Farm Credit Act and the FCA Regulations use the term “civil money penalties.” Both terms have the same meaning. Accordingly, this rule uses the term civil money penalty, and both terms may be used interchangeably. 2 *See* 28 U.S.C. 2461 *note.* The FCA imposes and enforces CMPs through the Farm Credit Act 3 and the FDPA, as amended. 4 FCA's regulations governing CMPs are found in 12 CFR parts 622 and 623. Part 622 establishes rules of practice and procedure applicable to formal and informal hearings held before the FCA, and to formal investigations conducted under the Farm Credit Act. Part 623 prescribes rules regarding persons who may practice before the FCA and the circumstances under which such persons may be suspended or debarred from practice before the FCA. 3 Public Law 92-181, as amended. 4 42 U.S.C. 4012a and Public Law 103-325, title V, 108 Stat. 2160, 2255-87 (September 23, 1994). B. *CMPs Issued Under the Farm Credit Act* The Farm Credit Act provides that any Farm Credit System (System) institution or any officer, director, employee, agent, or other person participating in the conduct of the affairs of a System institution who violates the terms of a cease-and-desist order that has become final pursuant to section 5.25 or 5.26 of the Farm Credit Act must pay up to a maximum daily amount of $1,000 5 during which such violation continues. This CMP maximum was set by the Farm Credit Amendments Act of 1985, which amended the Farm Credit Act. Orders issued by the FCA under section 5.25 or 5.26 of the Farm Credit Act include temporary and permanent cease-and-desist orders. In addition, section 5.32(h) of the Farm Credit Act provides that any directive issued under sections 4.3(b)(2), 4.3A(e), or 4.14A(i) of the Farm Credit Act “shall be treated” as a final order issued under section 5.25 of the Farm Credit Act for purposes of assessing a CMP. 5 The inflation-adjusted CMP in effect on January 15, 2019, for a violation of a final order is $2,326 per day, as set forth in § 622.61(a)(1) of FCA regulations. Section 5.32(a) of the Farm Credit Act also states that “[a]ny such institution or person who violates any provision of the [Farm Credit] Act or any regulation issued under this Act shall forfeit and pay a civil penalty of not more than $500 6 per day for each day during which such violation continues.” This CMP maximum was set by the Agricultural Credit Act of 1987, which was enacted in 1988, and amends the Farm Credit Act. Current, inflation-adjusted CMP maximums are set forth in existing § 622.61 of FCA regulations. 7 6 The inflation-adjusted CMP in effect on January 15, 2019, for a violation of the Farm Credit Act or a regulation issued under the Farm Credit Act is $1,052 per day, as set forth in § 622.61(a)(2) of FCA regulations. 7 Prior adjustments were made under the 1990 Act. The FCA also enforces the FDPA, as amended, which requires FCA to assess CMPs for a pattern or practice of committing certain specific actions in violation of the National Flood Insurance Program. The existing maximum CMP for a violation under the Flood Disaster Protection Act of 1973 is $2,000. 8 9 8 Public Law 112-141, 126 Stat. 405 (July 6, 2012). 9 The inflation-adjusted CMP in effect on January 15, 2019, for a flood insurance violation is $2,187, as set forth in § 622.61(b)of FCA regulations. C. *Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015* 1. In General The 2015 Act required all Federal agencies to adjust the CMPs yearly, starting January 15, 2017. Under Section 4(b) of the 1990 Act, as amended, annual adjustments are to be made yearly no later than January 15 of each year. 10 Section 6 of the 1990 Act, as amended, states that any increase to a civil monetary penalty under this 1990 Act applies only to civil monetary penalties, including those whose associated violation predated such increase, which are assessed after the date the increase takes effect. 10 Public Law 114-74, sec. 701(b)(1). Section 5(b) of the 1990 Act, as amended, defines the term “cost-of-living adjustment” as the percentage (if any) for each civil monetary penalty by which
(1)the Consumer Price Index
(CPI)for the month of October of the calendar year preceding the adjustment, exceeds
(2)the CPI for the month of October 1 year before the month of October referred to in
(1)of the calendar year in which the amount of such civil monetary penalty was last set or adjusted pursuant to law. 11 11 The CPI is published by the Department of Labor, Bureau of Statistics, and is available at its website: *ftp://ftp.bls.gov/pub/special.requests/cpi/cpiai.txt.* The increase for each CMP adjusted for inflation must be rounded using a method prescribed by section 5(a) of the 1990 Act, as amended, by the 2015 Act. 12 12 Pursuant to section 5(a)(3) of the 2015 Act, any increase determined under the subsection shall be rounded to the nearest $1. 2. Other Adjustments If a civil monetary penalty is subject to a cost-of-living adjustment under the 1990 Act, as amended, but is adjusted to an amount greater than the amount of the adjustment required under the Act within the 12 months preceding a required cost-of-living adjustment, the agency is not required to make the cost-of-living adjustment to that CMP in that calendar year. 13 13 Pursuant to section 4(d) of the 1990 Act, as amended. III. Yearly Adjustments A. *Mathematical Calculations of 2020 Adjustments* The adjustment requirement affects two provisions of section 5.32(a) of the Farm Credit Act. For the 2020 yearly adjustments to the CMPs set forth by the Farm Credit Act, the calculation required by the 2019 White House Office of Management and Budget
(OMB)guidance 14 is based on the percentage by which the CPI for October 2019 exceeds the CPIs for October 2018. The OMB set forth guidance, as required by the 2015 Act, 15 with a multiplier for calculating the new CMP values. 16 The 2019 OMB multiplier for the 2020 CMPs is 1.01764. 14 OMB Circular M-20-05, Implementation of Penalty Inflation Adjustments for 2020, Pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015. 15 28 U.S.C. 2461 *note,* section 7(a). 16 OMB Circular M-20-05, Implementation of Penalty Inflation Adjustments for 2020, Pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015. The adjustment also affects the CMPs set by the Flood Disaster Protection Act of 1973, as amended. The adjustment multiplier is the same for all FCA enforced CMPs, set at 1.01764. The maximum CMPs for violations were created in 2012 by the Biggert-Waters Act, which amended the Flood Disaster Protection Act of 1973. 1. New Penalty Amount in § 622.61(a)(1) The inflation-adjusted CMP currently in effect for violations of a final order occurring on or after January 15, 2019, is a maximum daily amount of $2,326. 17 Multiplying the $2,326 CMP by the 2019 OMB multiplier, 1.01764, yields a total of $2,403.67. When that number is rounded as required by section 5(a) of the 1990 Act, as amended, the inflation-adjusted maximum increases to $2,404. Thus, the new CMP maximum is $2,404, for violations that occur on or after January 15, 2020. 17 12 CFR 622.61(a)(1). 2. New Penalty Amount in § 622.61(a)(2) The inflation-adjusted CMP currently in effect for violations of the Farm Credit Act or regulations issued under the Farm Credit Act occurring on or after January 15, 2019, is a maximum daily amount of $1,052. 18 Multiplying the $1,052 CMP maximum by the 2019 OMB multiplier, 1.01764, yields a total of $1,070.56. When that number is rounded as required by section 5(a) of the 1990 Act, as amended the inflation-adjusted maximum increases to $1,071. Thus, the new CMP maximum is $1,071, for violations that occur on or after January 15, 2020. 18 12 CFR 622.61(a)(2). 3. New Penalty Amounts for Flood Insurance Violations Under § 622.61(b) The existing maximum CMP for a pattern or practice of flood insurance violations pursuant to 42 U.S.C. 4012a(f)(5) occurring on or after January 15, 2019, is $2,187. Multiplying $2,187 by the 2019 OMB multiplier, 1.01764, yields a total of $2,225.58. When that number is rounded as required by section 5(a) of the 1990 Act, as amended, the new maximum assessment of the CMP for violating 42 U.S.C. 4012a(f)(5) is $2,226. Thus, the new CMP maximum is $2,226, for violations that occur on or after January 15, 2020. IV. Notice and Comment Not Required by Administrative Procedure Act The 1990 Act, as amended, gives Federal agencies no discretion in the adjustment of CMPs for the rate of inflation. Further, these revisions are ministerial, technical, and noncontroversial. For these reasons, the FCA finds good cause to determine that public notice and an opportunity to comment are impracticable, unnecessary, and contrary to the public interest pursuant to the Administrative Procedure Act, 5 U.S.C. 553(b)(B), and adopts this rule in *final* form. V. Regulatory Flexibility Act Pursuant to section 605(b) of the Regulatory Flexibility Act (5 U.S.C. 601 *et seq.* ), the FCA hereby certifies that this final rule will not have a significant economic impact on a substantial number of small entities. Each of the banks in the System, considered together with its affiliated associations, has assets and annual income in excess of the amounts that would qualify them as small entities. Therefore, System institutions are not “small entities” as defined in the Regulatory Flexibility Act. List of Subjects in 12 CFR Part 622 Administrative practice and procedure, Crime, Investigations, Penalties. For the reasons stated in the preamble, part 622 of chapter VI, title 12 of the Code of Federal Regulations is amended as follows: PART 622—RULES OF PRACTICE AND PROCEDURE 1. The authority citation for part 622 continues to read as follows: Authority: Secs. 5.9, 5.10, 5.17, 5.25-5.37 of the Farm Credit Act (12 U.S.C. 2243, 2244, 2252, 2261-2273); 28 U.S.C. 2461 note; and 42 U.S.C. 4012a(f). 2. Revise § 622.61 to read as follows: § 622.61 Adjustment of civil money penalties by the rate of inflation under the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended.
(a)The maximum amount of each civil money penalty within FCA's jurisdiction is adjusted in accordance with the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended (28 U.S.C. 2461 *note* ), as follows:
(1)Amount of civil money penalty imposed under section 5.32 of the Act for violation of a final order issued under section 5.25 or 5.26 of the Act: The maximum daily amount is $2,404 for violations that occur on or after January 15, 2020.
(2)Amount of civil money penalty for violation of the Act or regulations: The maximum daily amount is $1,071 for each violation that occurs on or after January 15, 2020.
(b)The maximum civil money penalty amount assessed under 42 U.S.C. 4012a(f) is $2,226 for each violation that occurs on or after January 15, 2020, with no cap on the total amount of penalties that can be assessed against any single institution during any calendar year. Dated: January 23, 2020. Dale Aultman, Secretary, Farm Credit Administration Board. [FR Doc. 2020-01410 Filed 2-3-20; 8:45 am]
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U.S. Code
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- 12 CFR 622
- Pub. L. 92-181
- Pub. L. 103-325
- 108 Stat. 2160
- Pub. L. 112-141
- 126 Stat. 405
Citation graph
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Unknown
Final rule
Cite12 CFR 622
Pub. L.Pub. L. 92-181
Pub. L.Pub. L. 103-325
Stat.108 Stat. 2160
Pub. L.Pub. L. 112-141
Cites 13 · showing 12Cited by 0 across 0 sources