Rules and Regulations. SECURITIES AND EXCHANGE COMMISSION

358 words·~2 min read·/register/2019/11/18/2019-24869

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

BILLING CODE 8011-01-P SECURITIES AND EXCHANGE COMMISSION [Release No. 34-87506; File No. SR-C2-2019-018] Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee November 12, 2019. On August 1, 2019, Cboe C2 Exchange, Inc. (“C2” or “Exchange”) filed with the Securities and Exchange Commission (the “Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 a proposed rule change (File No.

SR-C2-2019-018) to modify the amount of its Options Regulatory Fee (“ORF”). 3 The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act. 4 The proposed rule change was published for comment in the **Federal Register** on August 14, 2019. 5 The Commission received one comment letter on the proposal. 6 On September 30, 2019, pursuant to Section 19(b)(3)(C) of the Act, the Commission temporarily suspended the proposed rule change and instituted proceedings under Section 19(b)(2)(B) of the Act to determine whether to approve or disapprove the proposed rule change. 7 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 *See* Securities Exchange Act Release No. 86605 (August 8, 2019), 84 FR 40452 (August 14, 2019) (“Notice”). 4 15 U.S.C. 78s(b)(3)(A).

A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as “establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization.” 15 U.S.C. 78s(b)(3)(A)(ii). 5 *See* Notice, *supra* note 3. 6 *See* Letter to Vanessa Countryman, Secretary, Commission, from Ellen Greene, Managing Director, Securities Industry and Financial Markets Association (“SIFMA”), dated August 27, 2019 (“SIFMA Letter”). 7 *See* Securities Exchange Act Release No. 87171, 84 FR 53200 (October 4, 2019).

On November 7, 2019, the Exchange withdrew the proposed rule change (SR-C2-2019-018). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority. 8 8 17 CFR 200.30-3(a)(12). Jill M. Peterson, Assistant Secretary. [FR Doc. 2019-24869 Filed 11-15-19; 8:45 am]

Connections5 off-index

5 references not yet in our index

15 USC 78s(b)(1)
17 CFR 240.19
15 USC 78s(b)(3)(A)
15 USC 78s(b)(3)(A)(ii)
17 CFR 200.30-3(a)(12)

Citation graph

cites case law

Rules and Regulations

SECURITIES AND EXCHANGE COMMISSION

Cite15 USC 78s(b)(1)

Cite17 CFR 240.19

Cite15 USC 78s(b)(3)(A)

Cite15 USC 78s(b)(3)(A)(ii)

Cite17 CFR 200.30-3(a)(12)

Cites 5Cited by 0 across 0 sources