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Code · REGISTER · 2017-03-13 · Securities and Exchange Commission · Notices

Notices. Order; correction

239 words·~1 min read·/register/2017/03/13/2017-04869·

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BILLING CODE 6325-38-P SECURITIES AND EXCHANGE COMMISSION [Release No. 34-80004A; File No. SR-FINRA-2016-047] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2; Correction March 6, 2017.
AGENCY: Securities and Exchange Commission. ACTION: Order; correction. SUMMARY: The Securities and Exchange Commission published a document in the **Federal Register** on February 15, 2017, concerning an Order Granting Approval of a Proposed Rule Change to Amend FINRA Rules to conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-led Initiative to Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions from T+3 to T+2. The document made an erroneous reference to “an Equity Regulatory Alert” instead of to “a Regulatory Notice.
” FOR FURTHER INFORMATION CONTACT: Steve Kuan, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549,
(202)551-5624. Correction In the **Federal Register** of February 15, 2017 in FR Doc. 2017-02998, on page 10836, in the second column in the 44-45 lines and on page 10837, in the first column in the 5-6 lines, correct the references to “an Equity Regulatory Alert” instead to “a Regulatory Notice.” Dated: March 6, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-04869 Filed 3-10-17; 8:45 am]
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