Rules and Regulations. COMMODITY FUTURES TRADING COMMISSION

239 words·~1 min read·/register/2016/03/11/2016-05577

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BILLING CODE 1505-01-D COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 3 Registration CFR Correction In Title 17 of the Code of Federal Regulations, Parts 1 to 40, revised as of April 1, 2015, on page 188-189, in § 3.10, revise paragraph

(b)to read as follows: § 3.10 Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants.

(b)*Duration of registration.*

(1)A person registered as a futures commission merchant, retail foreign exchange dealer, introducing broker, commodity trading advisor, commodity pool operator or leverage transaction merchant in accordance with paragraph

(a)of this section will continue to be so registered until the effective date of any revocation or withdrawal of such registration. Such person will be prohibited from engaging in activities requiring registration under the Act or from representing himself to be a registrant under the Act or the representative or agent of any registrant during the pendency of any suspension of such registration.

(2)A person registered as an introducing broker who was a party to a guarantee agreement with a futures commission merchant or retail foreign exchange dealer in accordance with § 1.10(j) of this chapter will have its registration cease thirty days after the termination of such guarantee agreement unless the procedures set forth in § 1.10(j)(8) of this chapter are followed. [FR Doc. 2016-05577 Filed 3-10-16; 8:45 am]

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