Tap any paragraph to write a margin note. Your notes collect in the Desk below the text and file under cases with @. The side-by-side margin rail opens on a larger screen.

Code · REGISTER · 2014-11-21 · SECURITIES AND EXCHANGE COMMISSION · Notices

Notices. SECURITIES AND EXCHANGE COMMISSION

443 words·~2 min read·/register/2014/11/21/2014-27571

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

BILLING CODE 8011-01-P SECURITIES AND EXCHANGE COMMISSION [Release No. 34-73614; File No. SR-ISE-2014-43] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Information Barrier Rules November 17, 2014. On September 15, 2014, International Securities Exchange, LLC (the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 a proposed rule change amending its information barrier rules.
The proposed rule change was published for comment in the **Federal Register** on October 6, 2014. 3 The Commission received one comment letter 4 on the proposed rule change and one rebuttal letter from the Exchange. 5 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 *See* Securities Exchange Act Release No. 73261 (October 6, 2014), 79 FR 60226 (“Notice”). 4 *See* Letter from John Kinahan, Chief Executive Officer, Group One Trading, L.P., dated October 27, 2014. 5 *See* Letter from Michael J.
Simon, Secretary and General Counsel, International Securities Exchange, LLC, dated November 14, 2014. Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether these proposed rule changes should be disapproved.
The 45th day for this filing is November 20, 2014. 6 15 U.S.C. 78s(b)(2). The Commission is extending the 45-day time period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to review the comment letter submitted in response to the Notice, to review the Exchange's response to such comment letter, and to consider and take action on the Exchange's proposed rule change.
Accordingly, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act 7 and for the reasons stated above, the Commission designates January 2, 2015, as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR-ISE-2014-43). 7 15 U.S.C. 78s(b)(2)(A)(ii)(I). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority. 8 8 17 CFR 200.30-3(a)(31).
Kevin M. O'Neill, Deputy Secretary. [FR Doc. 2014-27571 Filed 11-20-14; 8:45 am]
Connectionstraces to 2
1 reference not yet in our index
  • 17 CFR 240.19
Citation graph
cites case law
Notices
SECURITIES AND EXCHANGE COMMISSION
Cite17 CFR 240.19
Cites 3Cited by 0 across 0 sources
★   the supreme law of the land   ★
Don't Tread on Me
E Pluribus Unum — out of many, one

"If you don't know your rights, you don't have any."

Marginalia · a citizen's law index
A research desk, not legal advice. Always read the cited source before relying on a summary.
Questions or an issue? support@self-law.org
disclaimerMarginalia is a research index, not a law firm. Nothing on this site is legal, tax, or financial advice and no attorney–client relationship is formed by using it. Statutes, regulations, and case law change; summaries, search results, AI output, and member posts may be incomplete, out of date, or wrong. Any interpretation drawn from material on this site should be validated by a licensed attorney in your jurisdiction before you act on it.