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Code · REGISTER · 2011-09-01 · Securities and Exchange Commission · Rules and Regulations

Rules and Regulations. Final rule; correcting amendment

360 words·~2 min read·/register/2011/09/01/2011-22257·

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Agency: Securities and Exchange Commission
Action: Final rule; correcting amendment
Citation: FR Doc. 2011-22257 · RIN 3235-AK75 · Release Nos. 33-9175A; 34-63741A; File No. S7-24-10

Summary

We are making a technical correction to Rule 15Ga-1 adopted in Release No. 33-9175 (January 20, 2011), which was published in the Federal Register on January 26, 2011. The document contained an incorrect paragraph reference in an instruction to Rule 15Ga-1. This correction is being published to correct the paragraph reference.

Dates

Effective Date: September 1, 2011.

Supplementary Information

We are making the following correction to 17 CFR part 240, which was amended by Release No. 33-9175 (January 20, 2011), and was published in FR Doc. 2011-1504 on page 4489 in the Federal Register on January 26, 2011 (76 FR 4489). List of Subjects in 17 CFR Part 240 Reporting and recordkeeping requirements, Securities. For the reasons set out above, Title 17, Chapter II of the Code of Federal Regulations is amended as follows: PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 1. The authority citation for part 240 continues to read as follows: Authority: 15 U.S.C. 77c, 77d, 77g, 77j, 77s, 77z-2, 77z-3, 77eee, 77ggg, 77nnn, 77sss, 77ttt, 78c, 78d, 78e, 78f, 78g, 78i, 78j, 78j-1, 78k, 78k-1, 78 l, 78m, 78n, 78n-1, 78o, 78o-4, 78p, 78q, 78s, 78u-5, 78w, 78x, 78 ll, 78mm, 80a-20, 80a-23, 80a-29, 80a-37, 80b-3, 80b-4, 80b-11, and 7201 et seq.; and 18 U.S.C. 1350 and 12 U.S.C. 5221(e)(3), unless otherwise noted. § 240.15Ga-1 [Amended] 2. Amend § 240.15Ga-1 by removing the phrase “Instruction to paragraphs (a)(1)(vii) through (xi): For purposes of these paragraphs (a)(1)(vii) through (xi)” and adding in its place “Instruction to paragraphs (a)(1)(vi) through (xi): For purposes of these (a)(1)(vi) through (xi)”. Dated: August 25, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011-22257 Filed 8-31-11; 8:45 am]

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