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Code · REGISTER · 2010-05-12 · SECURITIES AND EXCHANGE COMMISSION · Notices

Notices. SECURITIES AND EXCHANGE COMMISSION

295 words·~1 min read·/register/2010/05/12/2010-11446·

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BILLING CODE 8010-01-P SECURITIES AND EXCHANGE COMMISSION Sunshine Act; Notice of Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission Investor Advisory Committee will hold an Open Meeting on Monday, May 17, 2010, in the Multipurpose Room, L-006. The meeting will begin at 9 a.m. and will be open to the public, with seating on a first-come, first-served basis. Doors will open at 8:30 a.m.
Visitors will be subject to security checks. On April 26, 2010, the Commission published notice of the Committee meeting (Release No. 33-9120), indicating that the meeting is open to the public and inviting the public to submit written comments to the Committee. This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. The agenda for the meeting includes:
(i)Remarks by Dan Ariely, behavioral economist, on investor reaction to disclosure;
(ii)update on recommendations previously adopted by the Committee;
(iii)briefing on the Investor as Owner Subcommittee's environmental, social, and governance disclosure workplan;
(iv)update on certain issues involved in financial reform legislation;
(v)discussion of fiduciary duty, in the context of investment advisers and registered broker-dealers, including a presentation by SEC staff;
(vi)discussion with an expert panel on mandatory arbitration;
(vii)discussion of money market funds and the issue of net asset value (“NAV”), including a presentation by SEC staff;
(viii)recommendation by Investor Education Subcommittee of an investor education campaign;
(ix)reports from Subcommittees on other activities; and
(x)discussion of next steps and closing comments. For further information, please contact the Office of the Secretary at
(202)551-5400. Dated: May 10, 2010. Elizabeth M. Murphy, Secretary. [FR Doc. 2010-11446 Filed 5-10-10; 4:15 pm]
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Notices
SECURITIES AND EXCHANGE COMMISSION
Pub. L.Pub. L. 94-409
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