Tap any paragraph to write a margin note. Your notes collect in the Desk below the text and file under cases with @. The side-by-side margin rail opens on a larger screen.

Code · REGISTER · 2002-05-07 · SECURITIES AND EXCHANGE COMMISSION · Rules and Regulations

Rules and Regulations. SECURITIES AND EXCHANGE COMMISSION

158 words·~1 min read·/register/2002/05/07/02-11377

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

BILLING CODE 8010-01-P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: [To Be Published On May 3, 2002] STATUS: Open Meeting. PLACE: 450 Fifth Street, NW., Washington, DC. DATE AND TIME OF PREVIOUSLY ANNOUNCED MEETING: Wednesday, May 8, 2002 at 9:30 a.m. CHANGE IN THE MEETING: Additional Item. The following item will be considered at the open meeting scheduled for Wednesday, May 8, 2002: The Commission will consider whether to issue an Order extending the temporary exemption of banks, savings associations, and savings banks from the definitions of “broker” and “dealer” under Section 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934.
Commissioner Glassman, as duty officer, determined that Commission business required the above change and that no earlier notice thereof was possible. For further information please contact the Office of the Secretary at
(202)942-7070. Dated: May 2, 2002. J. Lynn Taylor, Assistant Secretary. [FR Doc. 02-11377 Filed 3-5-02; 11:52 am]
★   the supreme law of the land   ★
Don't Tread on Me
E Pluribus Unum — out of many, one

"If you don't know your rights, you don't have any."

Marginalia · a citizen's law index
A research desk, not legal advice. Always read the cited source before relying on a summary.
Questions or an issue? support@self-law.org
disclaimerMarginalia is a research index, not a law firm. Nothing on this site is legal, tax, or financial advice and no attorney–client relationship is formed by using it. Statutes, regulations, and case law change; summaries, search results, AI output, and member posts may be incomplete, out of date, or wrong. Any interpretation drawn from material on this site should be validated by a licensed attorney in your jurisdiction before you act on it.