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Code · REGISTER · 2000-05-19 · SECURITIES AND EXCHANGE COMMISSION · Notices

Notices. SECURITIES AND EXCHANGE COMMISSION

330 words·~2 min read·/register/2000/05/19/00-12687·

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BILLING CODE 8010-01-M SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice Agency Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold the following meetings during the week of May 22, 2000. An open meeting will be held on Tuesday, May 23, 2000 at 9:00 a.m. in Room 1C30. The subject matter of the open meeting scheduled for Tuesday, May 23, 2000 at 9 a.m. will be:
The Commission's Division of Investment Management will conduct a roundtable discussing several issues relating to investment advisers. The roundtable will bring together investment advisers, legal counsel to advisers, representatives from state regulatory bodies, representatives from the NASD, and others to discuss these issues and offer their recommendations. For further information, please contact Cynthia M. Fornelli at
(202)942-0720, or J. David Fielder at
(202)942-0530. A closed meeting will be held on Wednesday, May 24, 2000 at 11:00 a.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters may also be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(4), (8), (9)(A) and
(10)and 17 CFR 200.402(a)(4), (8), (9)(A) and (10), permit consideration for the scheduled matters at the closed meeting. The subject matter of the closed meeting scheduled Wednesday, May 24, 2000 will be: Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain that, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at
(202)942-7070. Dated: May 16, 2000. Jonathan G. Katz, Secretary. [FR Doc. 00-12687 Filed 5-16-00; 4:07 pm]
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  • Pub. L. 94-409
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Notices
SECURITIES AND EXCHANGE COMMISSION
Pub. L.Pub. L. 94-409
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