NRS 90.740 Cooperation with other agencies.

190 words·~1 min read·/nv/chapter-90-securities-uniform-act/90-740

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

1. To encourage uniform interpretation and administration of this chapter and effective securities regulation and enforcement, the Administrator and the employees of the Division may cooperate with the securities agencies or administrator of one or more states, Canadian provinces or territories, or another country, the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Securities Investor Protection Corporation, any self-regulatory organization, any national or international organization of securities officers or agencies and any governmental law enforcement or regulatory agency.

2. The cooperation authorized by subsection 1 includes:

(a)Establishing a central depository for licensing or registration under this chapter and for records required or allowed to be maintained under this chapter;

(b)Making a joint examination or investigation for licensing or registration;

(c)Holding a joint administrative hearing;

(d)Filing and prosecuting a joint civil or administrative proceeding;

(e)Sharing and exchanging personnel;

(f)Sharing and exchanging information and records subject to the restrictions of NRS 90.730 ; and

(g)Formulating, in accordance with chapter 233B of NRS, regulations or proposed regulations on matters, statements of policy, guidelines and interpretative opinions and releases.