NRS 350.195 Financial adviser: Prohibited acts.
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/nv/chapter-350-municipal-obligations/350-195·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
NRS 350.195 Financial adviser: Prohibited acts. A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195 , inclusive, must not:
1. Be;
2. Control;
3. Be controlled by; or
4. Be under common control with,
Ê an underwriter for the bonds if those bonds are sold at a negotiated sale.
INTEREST RATES; DISCOUNTS; LIMITATION ON ISSUANCE OR SALE