49:3-63 Filing of materials distributed to prospective investors.
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/nj/title-49/chapter-3/49-3-63·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
16. The bureau chief may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security is not required to be registered by subsection
(a)or
(f)of section 13 of P.L.1967, c.93 (C.49:3-60).
L.1967,c.93,s.16; amended 1997, c.276, s.19.