8-1101.01. Fair practice or ethical rules or standards; federal rules and regulations; federal acts; adoption.
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/ne/chapter-8/8-1101-01A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
For purposes of the Securities Act of Nebraska:
(1)Fair practice or ethical rules or standards promulgated by the Securities and Exchange Commission, the Financial Industry Regulatory Authority, or a self-regulatory organization approved by the Securities and Exchange Commission means such practice, rules, or standards as they existed on January 1, 2026;
(2)Federal rules and regulations adopted under the Investment Advisers Act of 1940 or the Securities Act of 1933 means such rules and regulations as they existed on January 1, 2026; and
(3)Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, Investment Company Act of 1940, Commodity Exchange Act, and the federal Interstate Land Sales Full Disclosure Act means the acts as they existed on January 1, 2026.