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Code · North Dakota · Title 51 · Chapter 51-23 — Commodities Transactions

51-23-22. Affirmative defense.

131 words·~1 min read·/nd/title-51/chapter-51-23-commodities-transactions/51-23-22·

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It is a defense in any complaint, information, indictment, or any writ or proceeding brought under this chapter alleging a violation of section 51-23-03 based solely on the failure in an individual case to make physical delivery within the applicable time period under subsection 5 of section 51-23-02 or subdivision b of subsection 1 of section 51-23-05 if:
1. Failure to make physical delivery was due solely to factors beyond the control of the
seller, the seller's officers, directors, partners, agents, servants, or employees, every
person occupying a similar status or performing similar functions, every person who
directly or indirectly controls or is controlled by the seller, or any of them, the seller's
affiliates, subsidiaries, or successors; and
2. Physical delivery was completed within a reasonable time under the applicable
circumstances.
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