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Code · North Carolina · Chapter 78A — North Carolina Securities Act

Article 4.

92 words·~1 min read·/nc/chapter-78a/4

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Article 4.
Registration and Notice Filing Procedures of Securities.
§ 78A-24. Registration requirement.
It is unlawful for any person to offer or sell any security in this State unless
(i)it is registered under this Chapter,
(ii)the security or transaction is exempted under G.S. 78A-16 or 78A-17 and such exemption has not been denied or revoked under G.S. 78A-18, or
(iii)it is a security covered under federal law. (1925, c. 190, s. 6; 1927, c. 149, s. 6; 1955, c. 436, s. 4; 1973, c. 1380; 1997-419, ss. 6, 7.)
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