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Code · Minnesota · Chapter 80

80A.74 SECTION 507; QUALIFIED IMMUNITY.

102 words·~1 min read·/mn/chapter-80/80a-74

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80A.74 SECTION 507; QUALIFIED IMMUNITY.
A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the administrator, or designee of the administrator, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time that the statement was made, that is was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
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