45A.05 IMMUNITY FOR THIRD-PARTY DISCLOSURES.
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/mn/chapter-45/45a-05A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
45A.05 IMMUNITY FOR THIRD-PARTY DISCLOSURES.
(a)A broker-dealer or investment adviser who, in good faith, complies with section 45A.04 is immune from administrative, civil, or criminal liability that might otherwise arise from the disclosure.
(b)A financial services provider or an employee of a financial services provider who, in good faith, complies with section 45A.04 is immune from administrative, civil, or criminal liability that might otherwise arise from the disclosure.