45A.02 GOVERNMENTAL DISCLOSURES.
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/mn/chapter-45/45a-02A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
45A.02 GOVERNMENTAL DISCLOSURES.
(a)If a broker-dealer or investment adviser reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the broker-dealer or investment adviser may promptly notify the commissioner and the common entry point.
(b)If a financial services provider reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the financial services provider may promptly notify the common entry point.