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Code · Maryland · Corporations and Associations

§ 11-417

40 words·~1 min read·/md/corporations-and-associations/11-417·

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§11–417.
On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $5,000 for any single violation of this title.
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