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Code · Maryland · Corporations and Associations

§ 11-306

47 words·~1 min read·/md/corporations-and-associations/11-306·

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§11–306.
A person who engages in the business of effecting transactions in securities for the account of others or for the person’s own account or who acts as a broker–dealer or agent may not engage in dishonest or unethical practices in the securities or investment advisory business.
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