Sec. 5.1. Disclosure of records.

912 words·~4 min read·/il/chapter-230/act-10/5-1

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

(a)Notwithstanding any applicable statutory provision to the contrary, the Board shall, on written request from any person, provide information furnished by an applicant or licensee concerning the applicant or licensee, his products, services or gambling enterprises and his business holdings, as follows:

(1)The name, business address and business telephone number of any applicant or

licensee.

(2)An identification of any applicant or licensee including, if an applicant or

licensee is not an individual, the names and addresses of all stockholders and directors, if the entity is a corporation; the names and addresses of all members, if the entity is a limited liability company; the names and addresses of all partners, both general and limited, if the entity is a partnership; and the names and addresses of all beneficiaries, if the entity is a trust. If an applicant or licensee has a pending registration statement filed with the Securities and Exchange Commission, only the names of those persons or entities holding interest of 5% or more must be provided.

(3)An identification of any business, including, if applicable, the state of

incorporation or registration, in which an applicant or licensee or an applicant's or licensee's spouse or children has an equity interest of more than 1%. If an applicant or licensee is a corporation, partnership or other business entity, the applicant or licensee shall identify any other corporation, partnership or business entity in which it has an equity interest of 1% or more, including, if applicable, the state of incorporation or registration. This information need not be provided by a corporation, partnership or other business entity that has a pending registration statement filed with the Securities and Exchange Commission.

(4)Whether an applicant or licensee has been indicted, convicted, pleaded guilty or

nolo contendere, or pretrial release has been revoked concerning any criminal offense under the laws of any jurisdiction, either felony or misdemeanor (except for traffic violations), including the date, the name and location of the court, arresting agency and prosecuting agency, the case number, the offense, the disposition and the location and length of incarceration.

(5)Whether an applicant or licensee has had any license or certificate issued by a

licensing authority in Illinois or any other jurisdiction denied, restricted, suspended, revoked or not renewed and a statement describing the facts and circumstances concerning the denial, restriction, suspension, revocation or non-renewal, including the licensing authority, the date each such action was taken, and the reason for each such action.

(6)Whether an applicant or licensee has ever filed or had filed against it a proceeding

in bankruptcy or has ever been involved in any formal process to adjust, defer, suspend or otherwise work out the payment of any debt including the date of filing, the name and location of the court, the case and number of the disposition.

(7)Whether an applicant or licensee has filed, or been served with a complaint or other

notice filed with any public body, regarding the delinquency in the payment of, or a dispute over the filings concerning the payment of, any tax required under federal, State or local law, including the amount, type of tax, the taxing agency and time periods involved.

(8)A statement listing the names and titles of all public officials or officers of any

unit of government, and relatives of said public officials or officers who, directly or indirectly, own any financial interest in, have any beneficial interest in, are the creditors of or hold any debt instrument issued by, or hold or have any interest in any contractual or service relationship with, an applicant or licensee.

(9)Whether an applicant or licensee has made, directly or indirectly, any political

contribution, or any loans, donations or other payments, to any candidate or office holder, within 5 years from the date of filing the application, including the amount and the method of payment.

(10)The name and business telephone number of the counsel representing an applicant or

licensee in matters before the Board.

(11)A description of any proposed or approved gambling operation, including the type of

boat, home dock, or casino or gaming location, expected economic benefit to the community, anticipated or actual number of employees, any statement from an applicant or licensee regarding compliance with federal and State affirmative action guidelines, projected or actual admissions and projected or actual adjusted gross gaming receipts.

(12)A description of the product or service to be supplied by an applicant for a

supplier's license.

(b)Notwithstanding any applicable statutory provision to the contrary, the Board shall, on written request from any person, also provide the following information:

(1)The amount of the wagering tax and admission tax paid daily to the State of Illinois

by the holder of an owner's license.

(2)Whenever the Board finds an applicant for an owner's license unsuitable for

licensing, a copy of the written letter outlining the reasons for the denial.

(3)Whenever the Board has refused to grant leave for an applicant to withdraw his

application, a copy of the letter outlining the reasons for the refusal.

(c)Subject to the above provisions, the Board shall not disclose any information which would be barred by:

(1)Section 7 of the Freedom of Information Act; or

(2)The statutes, rules, regulations or intergovernmental agreements of any

jurisdiction.

(d)The Board may assess fees for the copying of information in accordance with Section 6 of the Freedom of Information Act.